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Searching Content indexed under Corporate/Commercial Law by Arnold & Porter ordered by Published Date Descending.
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1
The SEC's Crackdown On Insider Trading By Lawyers
Insider trading by lawyers and legal personnel is not a new phenomenon. However, a recent series of SEC insider trading actions charging senior lawyers in legal departments
United States
18 Sep 2019
2
SEC Announces Changes To Administration Of Shareholder Proposal No-Action Requests
On September 6, 2019, the SEC announced changes to how it will respond to companies that seek to exclude shareholder proposals from their proxy statements under Exchange Act Rule 14a-8.
United States
12 Sep 2019
3
Investment Fund Family Pays $609k Penalty For Missed HSR Filings Related To Stock Conversions
On August 28, 2019, the Federal Trade Commission (FTC) settled allegations that an investment advisor and three funds it manages failed
United States
10 Sep 2019
4
ECJ Tightens Buyer's Liability For Antitrust Damages
This article discusses the European Court of Justice's (ECJ) March 14, 2019 ruling (file no. C-724/17) on antitrust liability in M&A transactions.
European Union
9 Sep 2019
5
Tenth Circuit Broadly Interprets Scheme Liability
On August 13, 2019, in Malouf v. Securities and Exchange Commission, the Tenth Circuit became the first circuit court to apply the United States Supreme
United States
9 Sep 2019
6
SEC Data Analysis in Insider Trading Investigations
Recent SEC enforcement actions charging senior lawyers at Apple and SeaWorld with insider trading provide reason to dust off company insider trading policies and assess whether updates
United States
23 Aug 2019
7
New York Justices Reach Inconsistent Results Post-Cyan On Automatic Discovery Stay
New York courts have taken varying positions in three recent decisions addressing whether defendants in Securities Act of 1933
United States
16 Aug 2019
8
SEC Proposes Amendments To Regulation S-K Disclosure
As part of its initiative to modernize and simplify the disclosure requirements of Regulation S-K, as contemplated by the Jumpstart Our Business Startups Act
United States
16 Aug 2019
9
SEC Data In Insider Trading Investigations
Recent U.S. Securities and Exchange Commission enforcement actions charging senior lawyers at Apple and SeaWorld
United States
8 Aug 2019
10
Inline XBRL Reminders for Large Accelerated Filers
Inline XBRL requires filers to embed XBRL data directly into an HTML document.
United States
2 Aug 2019
11
Antitrust, High Tech And Digital Platforms: A View From Both Sides Of The Atlantic
EC efforts to expand and invigorate investigations into this sector.
Worldwide
30 Jul 2019
12
Global Anti-Corruption Insights: Summer 2019
The US Department of Justice and US Securities and Exchange Commission have announced over $1 billion in corporate settlements of Foreign Corrupt Practices Act matters so far this year.
Worldwide
29 Jul 2019
13
"A New Model For Incentivizing Antitrust Compliance Programs": Changes To DOJ Antitrust Enforcement
It is not evident just how much the new policy will affect enforcement.
United States
24 Jul 2019
14
Settling SEC Enforcement Actions
This article discusses the Securities and Exchange Commission settlement process, focusing on key guiding principles that counsel should have in mind when negotiating with the SEC.
United States
17 Jul 2019
15
(How) Should You Change Your Company's Compliance Program(s) In Response To The DOJ's Recent Guidance? (Video)
(How) Should You Change Your Company's Compliance Program(s) in Response to the DOJ's Recent Guidance.
United States
11 Jul 2019
16
Post-Cyan Ruling On Discovery Stay
The opinion is unique because, unlike the other state court decisions, it interprets Cyan to apply the PSLRA's discovery stay to Securities Act suits in state courts.
United States
9 Jul 2019
17
Liquidated Damages In The Nation's Capital
Purchase agreements in the District of Columbia — par¬ticularly for residential properties — often purport to give the seller an option of remedies if the buyer fails to perform. For example:
United States
8 Jul 2019
18
SBA and Congress Tussle Over Small Business Runway Extension Act Effective Date, As SBA Issues Proposed Rule
The SBA and the House of Representatives Committee on Small Business sharply disagree on the effective date of the Act.
United States
5 Jul 2019
19
The SEC's "Regulation Best Interest," Form CRS, And Investment Adviser Interpretations: Does The New Framework Actually Protect The Best Interest Of Customers And Clients?
On June 5, 2019, the US Securities and Exchange Commission approved the following new rules and interpretations aimed at clarifying the duties that broker-dealers and investment advisers owe to their retail customers and clients:
United States
3 Jul 2019
20
New Rules For Omitting Competitively Sensitive Information In SEC-Filed Material Contracts
The Fixing America's Surface Transportation Act of 2015, 129 Stat. 1312, mandated that the U.S. Securities and Exchange Commission modernize and simplify certain of its disclosure requirements.
United States
2 Jul 2019
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