Searching Content indexed under Corporate/Commercial Law by Barnabas Reynolds ordered by Published Date Descending.
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Sanctions Round Up: Second Quarter 2019
While this quarter saw no major developments in Russia sanctions programs, OFAC signaled its continued willingness to target Russian banks for assisting others evade US sanctions
25 Jul 2019
European Commission Confirms No Issue With Contract Continuity On A Hard Brexit
The European Commission today published a communication addressing the possible consequences of a hard Brexit.
European Union
25 Jul 2018
Governance & Securities Law Focus: Europe Edition, April 2018
On 16 January 2018, the ESMA published an updated version of its practical guide to the national rules across the EEA on the notification of major holdings under the Transparency Directive.
United States
20 Apr 2018
Legal Structure Of Business Transfers
Having assessed their existing legal entity structure, client base, and options for remaining in the U.K., firms wishing to maintain current delivery methods to EU customers ...
United States
19 Mar 2018
Key Issues For Contingency Plans
There are a number of considerations that affect firms to a greater or lesser extent, depending on their activities and U.K./EU presence and customer base
19 Mar 2018
MiFID II, Research And Extraterritoriality: The SEC, European Commission And FCA Solution
On October 26, 2017, the US Securities and Exchange Commission, European Commission and the UK Financial Conduct Authority released, in a coordinated manner, a series of significant orders ...
European Union
17 Nov 2017
Continuity Of Contracts And Business On A "Hard" Brexit: Human Rights And Reverse Solicitation To The Rescue!
Various industry bodies and regulators, including the Bank of England and Bafin, have recently raised fears that there will be a cliff edge on Brexit for certain types of financial contract...
European Union
7 Nov 2017
EU Proposals To Strengthen The Powers Of The European Supervisory Authorities
On 20 September 2017, the European Commission made proposals[1] to strengthen the regulatory and supervisory powers of the three European Supervisory Agencies (ESAs)...
European Union
3 Nov 2017
Brexit And Other Key Issues For CFOs And Corporate Treasurers
On June 23, 2016, the UK electorate voted to leave the European Union in an advisory Referendum.
United States
14 Jul 2016
MiFID II Implementation Delayed To 2018
The Council of the European Union has adopted legislation to delay the application of the Markets in Financial Instruments Directive and Markets in Financial Instruments Regulation by one year.
European Union
29 Jun 2016
FCA Obtains Two Criminal Convictions In High-Profile Insider Dealing Trial
The jury in the so-called ‘Tabernula' ("Little Tavern") case has on Monday delivered its verdict after a 12-week trial.
18 May 2016
MiFID II: Access To EU Markets For Third Country Investment Firms
This note discusses the MiFID II regime for access by financial institutions located outside the EU to EU customers and markets.
United States
16 May 2016
BRRD: Contractual Recognition Of Bail-In And Resolution Stays
The EU Bank Recovery and Resolution Directive gives resolution authorities in Europe wide-ranging powers to manage failing financial institutions.
European Union
1 Mar 2016
Formal Proposal To Delay Implementation Of MiFID II Package To 2018
The European Commission has proposed to delay the application of the Markets in Financial Instruments Directive and Markets in Financial Instruments Regulation by one year.
United States
17 Feb 2016
The Effects Of Trans-Atlantic Reform On Margin For Uncleared Swaps: Balancing The Risks And Benefits Of Uncleared Swaps
New rules on margin requirements for uncleared swaps sharply tighten counterparty risk management in the uncleared space whilst serving further to mitigate system-wide risk.
United States
4 Feb 2016
Individual Accountability: The Senior Managers And Beyond
There has been much debate among regulators and in the general public about whether there should have been more enforcement action against executives and other individuals in banks...
United States
4 Dec 2015
Abu Dhabi Global Market: Obtaining A Commercial Licence
This memorandum provides a brief overview of certain key areas of the Commercial Licensing Regulations 2015 published by Abu Dhabi Global Market on 14 June 2015.
United Arab Emirates
4 Dec 2015
Abu Dhabi Global Market: Establishing A Company
This memorandum provides a brief overview of the Companies Regulations 2015 published by Abu Dhabi Global Market on 14 June 2015.
United Arab Emirates
3 Dec 2015
Abu Dhabi Global Market: The Application Of English Common Law
English common law as it stands from time to time will directly apply in, and form part of the law of, Abu Dhabi Global Market ("ADGM").
United Arab Emirates
16 Nov 2015
Implementation Issues Arising From The Revised UK Senior Manager And Certification Regime
The Senior Manager and Certification Regime will apply from 7 March 2016 to banks, building societies, credit unions and certain large investment firms established in the UK, including UK subsidiaries of overseas firms.
11 Nov 2015
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