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Searching Content indexed under Corporate/Commercial Law by Christian Faribault ordered by Published Date Descending.
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Securities Regulators
During 2016, the Canadian Securities Administrators (CSA) embarked on an ambitious consultation regarding proposed regulatory changes that would touch virtually every aspect of the retail investment industry...
Canada
10 Jan 2017
2
Another Change To Canada's Exempt Markets — New Harmonized Report Of Exempt Distribution Effective June 30, 2016
Effective June 30, 2016, issuers distributing securities in Canada in the exempt market under certain prospectus exemptions will be required to use a new nationally harmonized form of exempt distribution report.
Canada
27 Jun 2016
3
Increased Complexities For Exempt Market Filings In Canada Effective May 24, 2016
Currently, exempt market filings are filed in Ontario and British Columbia using the electronic filing systems maintained by the regulators in these provinces and in paper format in all other jurisdictions.
Canada
18 Jan 2016
4
Two Distinct Regulatory Approaches For Non-Resident Investment Fund Managers Finalized In Canada - Effective September 28, 2012.
The Canadian securities regulatory authorities are moving forward with two quite different regulatory approaches to non-resident investment fund manager (IFM) registration in Canada, notwithstanding the earlier unanimous commentary, including from BLG, that the CSA should adopt a uniform approach.
Canada
27 Jul 2012
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