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Searching Content indexed under Corporate/Commercial Law by Stephen Vine ordered by Published Date Descending.
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SEC Adopts New Interpretation Of Fiduciary Duty
On June 5, 2019, the Securities and Exchange Commission (SEC) adopted a comprehensive interpretation (the "Interpretation")1 of the fiduciary duties
United States
25 Jun 2019
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SEC OCIE Issues Guidance On Advisers' Recordkeeping Requirements For Electronic Messaging Following Its Sweep Examination
On December 14, the SEC's OCIE issued a Risk Alert summarizing the findings of its limited-scope examination initiative relating to electronic messaging
United States
20 Dec 2018
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