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Searching Content indexed under Corporate/Commercial Law by Mark Turner ordered by Published Date Descending.
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1
Walking The Accountability Tightrope
Two paths have emerged in the move toward increased accountability in financial services.
Worldwide
17 Jun 2019
2
FCA Issues Further Consultation Clarifying And Amending Elements Of The Senior Managers And Certification Regime
The FCA has issued a consultation paper (CP19/4) entitled "Optimising the Senior Managers & Certification Regime and feedback to DP16/4 – Overall responsibility and the legal function".
UK
29 Jan 2019
3
The Future In Focus
The wheels of justice turn slowly, but grind exceedingly fine, goes the old saying.
Worldwide
1 Nov 2018
4
Spotlight On Sectors
Big banks are still attracting the largest fines from financial regulators. Similar to previous years, investment banking globally was the recipient of the lion's share of penalty amounts handed out in 2017, with fines totaling US$20.6 billion.
UK
31 Oct 2018
5
Regulatory Enforcement Priorities
The end of the big benchmark manipulation cases, which were somewhat thrust upon regulators, and the freeing up of enforcement resources has allowed regulators to pursue more of their own priorities ...
UK
31 Oct 2018
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