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Searching Content indexed under Corporate/Commercial Law by John Young ordered by Published Date Descending.
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ESMA Issues Common Principles For UCITS Share Classes
ESMA published on 30 January 2017 an opinion on the use by EU UCITS funds of share classes, outlining four key principles that all UCITS funds must follow when setting up different share classes, and considering whether certain existing share class hedging techniques comply with such principles.
European Union
2 Feb 2017
2
Call For Input On The Post-Implementation Review Of The FCA's Crowdfunding Rules
Some of the trends seen for loan-based crowdfunding are also visible in investment-based crowdfunding.
United States
27 Jul 2016
3
Market Abuse Regulation: Implications For Issuers Of Debt Securities
The Market Abuse Regulation will take effect on 3 July 2016. MAR contains rules on insider dealing, unlawful disclosure of inside information and market manipulation that will apply in the European Economic Area.
United States
1 Jul 2016
4
Market Abuse Regulation
The Market Abuse Regulation will take effect on 3 July 2016. MAR contains the rules on insider dealing, unlawful disclosure of inside information and market manipulation that will apply throughout the EEA.
European Union
16 Jun 2016
5
ESMA Releases Level 2 Regulations Under MiFID II
The European Securities and Markets Authority ("ESMA") published today an important new set of rules under the revised Markets in Financial Instruments Directive ("MiFID II"). MiFID II came into force on 2 July 2014.
European Union
19 Dec 2014
6
Regulatory Reporting Under AIFMD – An Update And Comparison To SEC's Form PF
The AIFMD introduces new regulatory reporting requirements for alternative investment fund managers established in the EEA and non-EEA AIFMs that market their fund in an EEA state.
European Union
30 Oct 2014
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