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Searching Content indexed under Corporate/Commercial Law by Mark Kornfeld ordered by Published Date Descending.
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Supreme Court's Upcoming Whistleblower Decision May Dramatically Impact Compliance Programs
On November 28, 2017, the United States Supreme Court heard oral argument on whether whistleblowers are entitled to protection from retaliation under Section 922 of the Dodd-Frank Wall Street Reform and...
United States
18 Dec 2017
2
SEC Suffers Loss In Tilton Matter: Is The Commission Losing Its Home Court Advantage?
Since the passage of the Dodd-Frank Act in 2010, the securities defense bar has voiced concern that the Securities and Exchange Commission (SEC) receives an unconstitutional and inherently unfair...
United States
13 Oct 2017
3
2016 Year-End Securities Litigation And Enforcement Highlights
Welcome to the 2016 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
10 Feb 2017
4
2016 Mid-Year Securities Litigation And Enforcement Highlights
Welcome to the 2016 Mid-Year Report From the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team. The purpose is to provide a periodic survey, apart from our team Executive Alerts, on matters...
United States
4 Aug 2016
5
SEC Confirms That Whistleblowers Will Continue To Carry A Baton In Its Race To Enforce SOX
This summer, viewers of the Olympics in Brazil will watch track and field events, in which the members of each team will carry a baton for a leg of the race in their collective effort to win the gold.
United States
23 Jun 2016
6
2015 Year-End Securities Litigation And Enforcement Highlights
Welcome to the 2015 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
3 Mar 2016
7
Hedge Funds: A Look Toward 2016
BakerHostetler's Hedge Fund Industry Practice hosted a program called "Hedge Funds: A Look Toward 2016" at the New York Yacht Club that was attended by over 60 industry participants.
United States
13 Jan 2016
8
2015 Mid-Year Securities Litigation And Enforcement Highlights
Welcome to the 2015 Mid-Year Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
7 Aug 2015
9
A Further Harbinger On The Application Of SLUSA
On March 30, 2015, the U.S. District Court for the Southern District of New York dismissed claims in a putative class action against New York-based hedge fund manager Philip A. Falcone, his advisory firm Harbinger Capital Partners, and its affiliates.
United States
24 Apr 2015
10
Omnicare And The "Reasonable Investor" Standard For Statements Of Opinion
The U.S. Supreme Court unanimously decided the closely followed case of Omnicare v. Laborers District Council Construction Industry Pension Fund.
United States
15 Apr 2015
11
2014 Year-End Securities Litigation Enforcement Highlights
Welcome to the 2014 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement practice team.
United States
12 Feb 2015
12
The Boundaries For Insider Trading Prosecutions See A Resurgence: The 1980s Are Back!
In a closely followed appeal, the United States Court of Appeals for the Second Circuit on December 10, 2014, delivered an important decision in United States v. Newman
United States
31 Dec 2014
13
2014 Mid-Year Report Securities Litigation And Regulatory Enforcement
We issue this Securities Litigation and Regulatory Enforcement Report at mid-year and shortly after year-end.
United States
5 Aug 2014
14
Not In My House: Mark Cuban Defeats The SEC's Insider Trading Charges
The high profile long-running saga between Mark Cuban -- entrepreneur, television personality, and billionaire owner of the Dallas Mavericks -- and the SEC has finally ended with Mr. Cuban emerging victorious.
United States
25 Nov 2013
15
Basic Is Anything But: Courts Continue To Wrangle With The Fraud-On-The-Market Presumption
It has been 25 years since the Supreme Court announced the fraud-on-the-market presumption of reliance in Basic Inc. v. Levinson, 485 U.S. 224.
United States
3 Oct 2013
16
The Falcone Settlement: A Harbinger Of Things To Come?
On August 19, 2013, the Securities and Exchange Commission announced that New York-based hedge fund adviser Philip A. Falcone and his advisory firm Harbinger Capital Partners agreed to a settlement.
United States
11 Sep 2013
17
2013 Mid-Year Securities Litigation And Enforcement Highlights
The 2013 Mid-Year Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
7 Aug 2013
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