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Searching Content from United States indexed under Corporate/Commercial Law ordered by Published Date Descending.
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1
Judge Dismisses FCA Claims Against Compounding Pharmacy And Private Equity Firm Owner But Allows The Government To Amend
Last week, a U.S. district court judge in the Southern District of Florida upheld a magistrate judge's decision to dismiss FCA allegations against a compounding pharmacy, its private equity firm owner...
United States
22 Mar 2019
2
OFCCP Announces New York City Town Hall Meetings
On March 11, 2019 OFCCP announced that, "[i]n order to continue to enhance the scope and quality of OFCCP's compliance assistance materials"
United States
22 Mar 2019
3
SEC Loosens In-Person Voting Requirement For BDC Boards
On February 28, 2019, the staff of the Securities and Exchange Commission's Division of Investment Management issued a no-action letter
United States
22 Mar 2019
4
Micromanagement? Significant Policy Issue? Staff No-Action Letters Address Rule 14a-8(i)(7) Exclusion
To provide a flavor of current trends, this post discusses several of these letters below.
United States
21 Mar 2019
5
Fed Action Serves As Warning To Banking Officers In Trade Secret Cases
A recent action by the Federal Reserve Board of Governors demonstrates the increased risk that banking officials face in trade secret misappropriation cases.
United States
21 Mar 2019
6
Second Circuit Holds That Issuer's Alleged Statements Concerning Its Regulatory Compliance Efforts Do Not Constitute Material Misstatements
In Singh v. Cigna Corp., No. 17-3484-cv, 2019 U.S. App. LEXIS 6637 (2d Cir. Mar. 5, 2019), the United States Court of Appeals for the Second Circuit affirmed the dismissal of a class action
United States
21 Mar 2019
7
IRS Regulations Clarify GILTI Tax Relief To US Individual Shareholders With The Sec. 962 Election
One of the many goals of US tax reform implemented by the Tax Cuts and Jobs Act of 2017 ("The Act") was to incentivize large multi-national enterprises that were perceived to be storing profits
United States
21 Mar 2019
8
Blockchain Legal Resource Blog: Seeking Clarity In The Use Of Blockchain Technology For Securities Trading
The Council of Institutional Investors and Templum, Inc. each recently submitted comments to the SEC to call for the agency to embrace blockchain technology in a variety of contexts regarding the registration and transfer of securities.
United States
21 Mar 2019
9
US Department Of Justice Sharpens Its Focus On Foreign Lobbying And Influence
Two recent steps by the Department of Justice ("DOJ") demonstrate a new commitment to enforcing the Foreign Agents Registration Act ("FARA").
United States
21 Mar 2019
10
Investment Advisers To Return Over $125 Million To Investors As Part Of SEC Settlement
In connection with the Share Class Selection Disclosure Initiative ("SCSDI"), the SEC settled charges against 79 investment advisers, who will collectively return over $125 million to clients.
United States
21 Mar 2019
11
The Care And Feeding Of Your Charity
According to Giving USA, in 2017 Americans contributed $410.02 billion to charity, crossing the $400 billion mark for the first time
United States
21 Mar 2019
12
FIF Offers Recommendations On Streamlining Form ATS-N Filings
The Financial Information Forum ("FIF") offered recommendations to streamline the Regulation ATS-N submission process
United States
21 Mar 2019
13
Can You Hear The Whistle Blowing Outside: CFTC Makes First Ever Whistleblower Award To Company Outsider
The U.S. Commodity Futures Trading Commission (CFTC) announced earlier this month that it had awarded more than $2 million to an individual who provided "critical information through independent analysis of market data".
United States
21 Mar 2019
14
Reforms To Encourage Market Resilience
In a recent article, Edward Knight, the global chief legal and policy officer at Nasdaq Inc., offered his own views on reforms that would contribute to greater resiliency ...
United States
21 Mar 2019
15
OFCCP Provides Anticipated Guidance On Section 503 Focused Reviews
Quick Hit: As we previously reported, OFCCP is about to introduce "focused reviews" – compliance evaluations focused on a particular area of OFCCP enforcement – and its upcoming publication
United States
21 Mar 2019
16
Podcast: Private Fund Regulatory Update: Post-U.S. Government Shutdown
This Ropes & Gray podcast series highlights developments in Washington, D.C., affecting private funds and their legal, regulatory and compliance obligations.
United States
21 Mar 2019
17
BEA Requirements For US Companies With Foreign Investors
There has been an influx of foreign investment in real estate in the United States as a direct corollary of the stable legal framework, strong property rights and as well as a robust commercial real estate environment.
United States
21 Mar 2019
18
PCAOB To Engage In "Proactive Communications" With Audit Committees; Sample Questions For Audit Committees
In this PCAOB staff inspection brief, issued at the end of last week, the PCAOB discusses its new strategic plan, which includes conducting "an ongoing dialogue" with audit committee chairs when their companies' audits are subject to PCAOB inspection.
United States
21 Mar 2019
19
From The ANA Conference -- Update On The SAG-AFTRA Commercials Contract Negotiations
Today, at the ANA's Advertising Law & Public Policy Conference in Washington, D.C., representatives from the advertising industry's Joint Policy Committee on Broadcast Relations and SAG-AFTRA spoke about the ongoing negotiations ...
United States
21 Mar 2019
20
Teva Putative Federal Securities Class Member Seeks To Toll Statute Of Repose With Motion To Intervene
The United States District Court of the District of Connecticut will soon decide whether a putative class member may intervene "for the limited purpose of tolling the statute of repose."
United States
21 Mar 2019
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