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Searching Content from United States indexed under Corporate/Commercial Law ordered by Published Date Descending.
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1
FDA Issues Final Guidance On Data Integrity And Compliance With Drug CGMP
Data integrity means complete, consistent and accurate recording of data. This requires an original or true copy of contemporaneously recorded data that is attributable to a specific individual and is legible and accurate.
United States
18 Jan 2019
2
Delaware Court Of Chancery Declares Ineffective Exclusive Federal Forum Provision For 1933 Act Claims
In Sciabacucchi v. Salzberg, C.A. No. 2017-0931-JTL, 2018 WL 6719718 (Del. Ch. Dec. 19, 2018), the Delaware Court of Chancery (Laster, V.C.) held that a forum-selection provision in a Delaware
United States
18 Jan 2019
3
IRS Releases Interim Guidance On New Excise Tax On Executive Compensation Paid By Tax-Exempt Organizations
On December 31, 2018, the Department of the Treasury ("Treasury") and the Internal Revenue Service (the "IRS") released Notice 2019-09 (the "Notice"),
United States
18 Jan 2019
4
SEC First Cybersecurity Action And Cyber Preparedness
The message associated with this settlement and penalty is clear.
United States
18 Jan 2019
5
2019 10-K And Proxy Season: A Couple Of Reminders
During this ever-lengthening government shutdown, it's easy to forget that 2018 was a big year for changes to the SEC's disclosure regime, which companies will need to keep in mind as they prepare their 2019 10-Ks and proxy statements.
United States
18 Jan 2019
6
Cybersecurity's Developing Role In FCPA Compliance
First, Cronan discussed a company that allegedly aided and abetted fraudulent payments involving its corrupt agents and customers.
United States
18 Jan 2019
7
SEC's Office Of Compliance Inspections And Examinations Announces 2019 Examination Priorities
Reaching municipal advisors that have never been examined will continue to be a focus.
United States
18 Jan 2019
8
NYSE Releases Updated Compliance Memo
On January 10, 2019, the staff of NYSE Regulation released its annual memorandum detailing important rules and policies applicable to listed companies.
United States
18 Jan 2019
9
SEC Brings Enforcement Proceedings On Non-GAAP Financial Disclosure
The company settled the action, agreeing to pay a civil money penalty of $100,000.
United States
18 Jan 2019
10
Broker-Dealer Settles FINRA Charges For Failure To Supervise Sales Of Variable Annuities
A broker-dealer agreed to settle FINRA charges for failing to supervise sales of variable annuities.
United States
18 Jan 2019
11
SEC Adopts Final Rule On Disclosure Of Hedging Policies
The SEC recently adopted a final rule requiring companies to disclose practices or policies related to the ability of employees and directors to engage in hedging transactions with respect to company equity securities...
United States
18 Jan 2019
12
Supreme Court To Resolve Recent Circuit Split Over Whether Section 14(e) Of The Exchange Act Requires Proof Of Scienter
On Jan. 4, 2019, the Supreme Court granted certiorari in Emulex Corporation, et al., v. Varjabedian, a case teeing up the question ...
United States
18 Jan 2019
13
LIBOR Phase-Out—Issues To Consider
You may recall that at the end of last year, SEC Chair Jay Clayton and Corp Fin Chief Accountant Kyle Moffatt were warning at various conferences about some of the risks the SEC was monitoring, among them the LIBOR phase-out, ...
United States
18 Jan 2019
14
Oil & Gas…& Water!
2018 was a banner year for M&A activity in the energy space, with numerous high dollar value transactions in the upstream, midstream, downstream and oil field services (OFS) segments.
United States
17 Jan 2019
15
Should We Get Rid Of EPS?
Much has been written about the problems associated with the prevalence of short-term thinking in corporate America.
United States
17 Jan 2019
16
Latin Lawyer Insight - The Guide To Infrastructure And Energy Investment
Latin America has seen a significant upswing in project finance activity since the lull of the Great Recession and its immediate aftermath. The region continues to suffer,
United States
17 Jan 2019
17
Pennsylvania Says Receipts From Hedging Transactions Are Excluded From Sales Factor
On January 4, 2019, the Pennsylvania Department of Revenue issued Corporation Tax Bulletin 2019-01 taking the position that receipts from hedging transactions, including those of a securities dealer, ...
United States
17 Jan 2019
18
SEC Adopts Final Rules For Disclosure Of Hedging Policies
The U.S. Securities and Exchange Commission recently announced that it has approved final rules implementing Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
17 Jan 2019
19
France Adds The Missing Piece To The Law Allowing Blockchain Technology To Be Used To Register And Transfer Unlisted Securities
The notion of distributed ledger was first introduced to French law in 2016 by Ordinance No. 2016-520 of April 28, 20161, which allows its use for the purpose of recording the issuance and sale of minibons.
United States
17 Jan 2019
20
Yes, They Really Mean It: The SEC Brings Another Enforcement Action Relating To The Presentation Of Non-GAAP Financial Measures
This past Boxing Day, the SEC delivered another reminder that it remains intensely focused on public companies' disclosure of non-GAAP financial measures.
United States
17 Jan 2019
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