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Searching Content from United States indexed under Corporate/Commercial Law ordered by Published Date Descending.
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1
Senate Democrats Push For Tougher Merger Enforcement
On September 14, 2017, Senator Amy Klobuchar (D-MN), introduced new legislation to curtail market concentration and enhance antitrust scrutiny of mergers and acquisitions.
United States
22 Sep 2017
2
Pay Ratio Compliance Is Around The Corner; Is Your Company Ready?
For two years, the pay ratio rule has loomed in the distance with uncertainty regarding its fate.
United States
22 Sep 2017
3
SEC Expands Confidential Submission Programme
The Securities and Exchange Commission (SEC) will allow all issuers to confidentially submit draft registration statements with the SEC in connection with their initial public offerings (IPOs).
United States
22 Sep 2017
4
Six Things Startups Need To Know About Seed Fundraising
On September 7, WilmerHale Partners Jason Kropp and Jeff Stein discussed how early-stage companies should prepare for the fundraising process.
United States
22 Sep 2017
5
Snap Judgment: Unicorns Under Pressure And Addressing Risks Of Private Lawsuits
The recent IPOs of Snap, Inc. and Blue Apron indicate that while the IPO pipeline continues to flow, there may be a cautionary tale for "unicorns" – venture-backed companies with estimated...
United States
22 Sep 2017
6
Venture Capital Valuations
In a recent paper, "Squaring Venture Capital Valuations with Reality," authors Will Gornall and Ilya A. Stebulaev review and consider valuations for a sample of unicorns.
United States
22 Sep 2017
7
OCIE Spots Issues And Alerts Registered Advisers On Most Frequent Advertising Compliance Problems
The Risk Alert is intended to assist advisers in adopting and implementing an effective compliance program.
United States
22 Sep 2017
8
MSRB Addresses Selective Disclosure
On September 13, 2017, the Municipal Securities Rulemaking Board (the "MSRB") published a market advisory on selective disclosure (the "Notice").
United States
22 Sep 2017
9
A Conversation With The Division Director
At today's meeting of the American Bar Association, the Director of the Division of the SEC's Corporation Finance provided some comments regarding the Division's work and priorities.
United States
22 Sep 2017
10
SEC Fines Investment Firm In Connection With Mutual Fund Sales
An investment services subsidiary of a bank agreed to settle SEC charges as to allegations that the firm improperly collected fees from clients.
United States
22 Sep 2017
11
MSRB Requests Comment On Concept Proposal For Primary Offering Practices
The MSRB published a concept proposal to request feedback from market participants on the primary offering practices of broker-dealers and municipal securities dealers.
United States
22 Sep 2017
12
SEC Advisory Committee Meeting On Small And Emerging Companies
On September 13, 2017, the SEC Advisory Committee on Small and Emerging Companies held an open meeting to discuss the Sarbanes-Oxley auditor attestation requirement, ...
United States
21 Sep 2017
13
SEC Committee On Small And Emerging Companies Makes Final Recommendations
The SEC Advisory Committee on Small and Emerging Companies (the "Committee") met to review the Final Report of the Committee.
United States
21 Sep 2017
14
Preparing For The New Partnership Audit Rules
Certain entities with 100 or fewer eligible partners/members may elect to opt out of the new partnership audit rules.
United States
21 Sep 2017
15
NASAA Warns Investors About Binary Options Schemes
The North American Securities Administrators Association ("NASAA") encouraged investors to carefully evaluate the circumstances before choosing to invest in binary options.
United States
21 Sep 2017
16
SEC Educates Investors About Trading In Cash Accounts
The SEC Office of Investor Education and Advocacy ("OIEA") issued an updated Investor Bulletin on trading in cash accounts and how certain activities can lead to a 90-day account freeze.
United States
21 Sep 2017
17
FINRA Hearing Panel Fines Broker-Dealer For Misrepresentations And Supervisory Violations
A FINRA hearing panel fined and censured a New York State-based broker-dealer for supervisory failures and misrepresentations to issuers in connection with redemptions of debt securities...
United States
21 Sep 2017
18
Recent Equifax Breach Highlights The Importance Of Enterprise Cybersecurity Planning
Equifax made headlines last week when it announced that, beginning in late spring, it became the latest in a string of large corporations to be victimized by a cybersecurity attack.
United States
21 Sep 2017
19
Hurricane Harvey Client Alert: Addressing Environmental Releases And Obligations
As the cleanup begins, companies face challenges in meeting existing environmental obligations and addressing the environmental impacts of the storm
United States
21 Sep 2017
20
Unfair Contract Terms In Small Business Contracts: ACCC Takes Its First Court Action Against JJ Richards
The case studies detailed in the report provide useful insights into the types of terms that may be considered likely to be unfair by the ACCC.
United States
20 Sep 2017
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