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Searching Content from United States indexed under Corporate/Commercial Law ordered by Published Date Descending.
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1
International Trade Enforcement Update: OFAC Developments
U.S. and non-U.S. companies continue to face a more challenging environment in complying with U.S. international trade laws...
United States
17 Aug 2018
2
SEC Warns Investors of Risks In Self-Directed IRAs
The SEC Office of Investor Education and Advocacy ("OIEA") warned investors of risks associated with "self-directed" individual retirement accounts ("SD-IRAs").
United States
17 Aug 2018
3
On Point. – Shelf Offerings By Business Development Companies
Counsel Brian Hirshberg discusses the availability of shelf offerings, capital markets opportunities
United States
17 Aug 2018
4
SEC Amends Definition Of Smaller Reporting Company
The SEC has amended the definition of a "smaller reporting company" by increasing the thresholds at which issuers fail to qualify, thus expanding the number of registrants that qualify as SRCs...
United States
17 Aug 2018
5
Effectively Telling Your Executive Compensation Story As An Activist Defensive Measure
Compensation arrangements are generally not the driver of activist campaigns, but poor pay practices heighten a company's risk of activist activity and provide activists with additional weapons...
United States
17 Aug 2018
6
Corp Fin Issues New Compliance Guide For Smaller Reporting Companies
Corp Fin has just posted A Small Entity Compliance Guide for Issuers that summarizes the recent amendments to the definition of "smaller reporting company" and related amendments.
United States
17 Aug 2018
7
Responsibilities When Outsourcing To Third-Party Service Providers
Discussions on regulatory requirements generally focus on substance. Less often highlighted is how the nuts and bolts of compliance and daily operations are actually carried out—often by third-party service providers.
United States
17 Aug 2018
8
Lucia V. SEC: With Janus And Wayfair, A Herald Of Further Challenges To Administrative Enforcement And Rulemaking?
June 21, 2018, may turn out to be a landmark day in the annals of the effort to dismantle the administrative state. On that date, the U.S. Supreme Court handed down its decisions in Lucia v. SEC[1] ...
United States
17 Aug 2018
9
The Benefits Of A Business ‘Prenup': A Litigator's Perspective
A prenuptial agreement may be a bit of a loaded concept when it comes to marriage, but it shouldn't be when it comes to your business relationships.
United States
17 Aug 2018
10
Cadwalader Attorneys Analyze Recent Appraisal Jurisprudence
In a Mergers and Acquisitions Update, Cadwalader attorneys analyzed two recent decisions by the Delaware Court of Chancery ...
United States
16 Aug 2018
11
SEC Offers Guidance To Investors On Traditional And Non-Traditional Index Funds
The SEC Office of Investor Education and Advocacy ("OIEA") provided investors with guidance on traditional and non-traditional index funds.
United States
16 Aug 2018
12
Federal Register: SEC To Require Heightened Disclosures For Alternative Trading Systems
SEC amendments to enhance the disclosure requirements for alternative trading systems ("ATSs") that trade National Market System ("NMS") ...
United States
16 Aug 2018
13
Communications Company Settles Charges Of Providing Misleading Revenue Estimates
A company that provided cloud communications products and services agreed to settle SEC charges of misleading investors with inaccurate revenue projections.
United States
16 Aug 2018
14
Bankruptcy Court Lacks Power To Substantively Consolidate Nondebtor, Nonprofit Entities With Archdiocese Debtor
In the wake of scandal-driven bankruptcies filed by nearly 20 U.S. Roman Catholic dioceses and religious orders, scrutiny has been increasingly brought to bear on the benefits and burdens...
United States
16 Aug 2018
15
Is Reg A A Success?
Neal Newman assesses the success of Regulation A in a paper titled, "Regulation A+: New and Improved after the JOBS Act or a Failed Revival?"
United States
16 Aug 2018
16
Is XBRL Already Obsolete?
You've got to just love the irony: the SEC's amendments mandating the use of Inline XBRL aren't even effective yet
United States
16 Aug 2018
18
New York Congressman Charged With Insider Trading
The SEC charged the U.S. Representative for New York's 27th Congressional District, his son and a third individual with insider trading.
United States
16 Aug 2018
19
Attorneys General Urge SEC To Strengthen Proposed Regulation Best Interest
A coalition of 17 Attorneys General ("AGs") urged the SEC to bolster the requirements set out in proposed Regulation Best Interest (the "Proposed Rule").
United States
16 Aug 2018
20
THE LATEST: FTC Announces New Model Timing Agreement For Merger Investigations
On August 7, the FTC published a new Model Timing Agreement. Timing agreements are agreements between FTC staff and merging parties ...
United States
16 Aug 2018
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