Searching Content indexed under Fin Tech by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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NASAA Regulators Target Crypto-Related Fraud
NASAA also stated it is releasing a new video for retail investors on common crypto investment schemes and how to guard against them.
United States
9 Aug 2019
CFTC Chief Innovation Officer And Director Of LabCFTC To Leave Agency In August
Daniel Gorfine, the Chief Innovation Officer and Director of the LabCFTC initiative will leave the CFTC in mid-August of 2019.
United States
8 Aug 2019
NASAA Advises Companies And Investors On Use Of Initial Loan Procurements
The North American Securities Administrators Association ("NASAA") advised companies utilizing blockchain technology on an "alternative"
United States
31 Jul 2019
FINRA Reminds Firms To Report Activities Related To Digital Assets
FINRA reminded broker-dealers to notify their FINRA Regulatory Coordinators in writing if they, or their associated persons or affiliates
United States
29 Jul 2019
NYDFS Grants Virtual Currency Licences
The New York State Department of Financial Services ("NYDFS") granted virtual currency licenses to Seed Digital Commodities Market LLC
United States
25 Jul 2019
CFTC Sues Unregistered Trading Company In Bitcoin Ponzi Scheme
The CFTC filed a civil enforcement action against an unregistered UK bitcoin trading and investment company for misappropriating $147 million in bitcoin.
United States
2 Jul 2019
LabCFTC Director Outlines Challenges In FinTech Regulation
LabCFTC Director Daniel Gorfine outlined key challenges involved in the regulation of FinTech.
United States
28 Jun 2019
SEC Files Additional Charges Against FinTech Company Accused Of Illegal Stock Sales
The SEC filed a new action against a financial technology company and its CEO for (i) falsifying revenue and (ii) fraudulently securing the company's listing on Nasdaq. As previously covered,
United States
21 Jun 2019
CFTC Chair J. Christopher Giancarlo Outlines Agency Approach To Rapid Technological Innovation
CFTC Chair J. Christopher Giancarlo outlined how the agency is attempting to address new technology and business models.
United States
19 Jun 2019
IOSCO Requests Comment On The Regulation Of Crypto-Asset Trading Platforms
IOSCO requested comments on key considerations for the regulation of crypto-asset trading platforms ("crypto exchanges").
United States
12 Jun 2019
Hackers Steal Bitcoin From Global Cryptocurrency Exchange
Binance, a global cryptocurrency exchange, reported a security breach on May 7, 2019, in which hackers seized over 7,000 bitcoin (approximately $41 million) in a single transaction.
United States
31 May 2019
Treasury Undersecretary Highlights Use Of Crypto For Money Laundering And Terrorist Financing
U.S. Treasury Department Undersecretary for Terrorism and Financial Intelligence Sigal Mandelker described money laundering and financing of terrorism risks in distributed ledger technologies.
United States
30 May 2019
House Financial Services Committee Creates Task Forces On FinTech And AI
The U.S. House Committee on Financial Services created one Task Force on financial technology ("FinTech") and another on artificial intelligence ("AI").
United States
28 May 2019
Fincen Warns Financial Institutions Of Corruption In Venezuela
The Financial Crimes Enforcement Network ("FinCEN") warned financial institutions of public corruption in Venezuela, as well as of attempted money laundering by Venezuelan political figures.
United States
22 May 2019
SEC And CFTC Warn Investors Of Fraud On Digital Asset And Crypto Websites
The SEC Office of Investor Education and Advocacy and the CFTC Office of Customer Education and Outreach warned investors about fraud on digital assets and cryptocurrency trading websites.
United States
14 May 2019
SEC Clarifies That Form Filings Are Not "Approvals" Of ICOs
In an Investor Alert, the SEC Office of Investor Education and Advocacy ("OIEA") clarified that the SEC "never 'approves' an offering."
United States
14 May 2019
Cadwalader Attorneys Discuss AML Developments Affecting Cannabis, Crypto And Broker-Dealers
On March 27, 2019, Cadwalader presented a webinar on recent anti-money laundering ("AML") developments affecting cannabis businesses, broker-dealers, blockchain transactions and draft legislation.
United States
16 Apr 2019
CFTC TAC Hears Presentations On Crypto Regulation, Virtual Currencies And DLT
At a meeting of the CFTC Technology Advisory Committee, members heard presentations from subcommittees on crypto regulation, virtual currencies and distributed ledger technology adoption.
United States
10 Apr 2019
IOSCO Describes Priorities And Initiatives For 2019
IOSCO summarized its 2019 initiatives in the following five priority areas: crypto-assets, artificial intelligence and machine learning, market fragmentation ...
United States
8 Apr 2019
SEC Staff To Host FinTech Forum On Distributed Ledger Technology And Digital Assets
The SEC staff will host a forum on distributed ledger technology and digital assets on May 31, 2019. The forum is organized by the SEC's Strategic Hub for Innovation and Financial Technology (FinHub).
United States
28 Mar 2019
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