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Searching Content indexed under Technology by Duff and Phelps ordered by Published Date Descending.
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1
Hassan El Asraoui Discusses Duff & Phelps CyberClarity360 (Video)
"CyberClarity360TM was built from the ground up as a tool that benefitted from our service experience," said Hassan El Asraoui, Managing Director and Global Head of the Legal Management Consulting Group.
United States
8 Aug 2019
2
Develop Your Legal Vendor Cyber Risk Management Program
The prospect of adding cyber risk management to an Outside Counsel Management (OCM) program can be daunting.
United States
15 Jul 2019
3
People, Process And Technology In A Legal Vendor Cyber Risk Management Program
Be prepared to endure both the timeline and the fully burdened cost if you choose to secure a full-time in-house resource to support this effort.
United States
15 Jul 2019
4
Why Your Legal Department Needs To Conduct Cyber Risk Assessments
A recent survey of over 130 general counsel from around the world was conducted by Kroll, a division of Duff & Phelps, and LegalWeek.
United States
15 Jul 2019
5
Augment Your Legal Vendor Cyber Risk Management Program
In this section, we discuss the decisions you'll make as you supplement or augment your existing capacities in this regard.
United States
15 Jul 2019
6
Navigating The Challenges Of Regulatory And Enforcement Actions
Strategies for handling these potentially traumatic situations need to be an integral part of a firm's compliance DNA.
United States
21 Jun 2019
7
OCIE Risk Alert – Safeguarding Customer Records And Information In Network Storage
On May 23, 2019, the OCIE published a Risk Alert regarding security risks associated with the storage of electronic customer records and information by broker-dealers and investment advisers in various network storage solutions ...
United States
20 Jun 2019
8
Regtech On The Rise
Technology is increasingly being integrated into supervision and compliance as regulators and firms respond to digital disruption.
Worldwide
18 Jun 2019
9
Through The Regulator's Eyes
Just like compliance officers, regulators work within a range of forces, priorities, and constraints. Understanding those factors is essential for managing regulatory relationships.
United States
14 Jun 2019
10
Regulatory Focus – April 2019
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during March 2019.
UK
15 May 2019
11
Your Online "Data Self" And The Impact On Fraud And Asset Recovery
Take the example of Grant West, recently jailed after exploiting customers of the website Just Eat, among others.
Worldwide
19 Feb 2019
12
Is Your City Prepared For Autonomous Vehicles?
Like with many new technologies, autonomous vehicles ("AV") will provide solutions for a variety of societal needs, business efficiencies and other aspects of life.
United States
8 Feb 2019
13
FINRA 2018 Report On Selected Cybersecurity Practices
On December 20, 2018 FINRA published its Report on Selected Cybersecurity Practices – 2018, detailing FINRA's observations regarding effective information-security practices implemented at securities
United States
22 Jan 2019
14
SEC First Cybersecurity Action And Cyber Preparedness
The message associated with this settlement and penalty is clear.
United States
18 Jan 2019
15
Regulatory Focus – December 2018
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the FCA during October and November 2018.
UK
15 Jan 2019
16
Regulatory Focus – September 2018
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued...
UK
7 Nov 2018
17
Cyber Failures Can Be Costly – The SEC's Latest Salvo On Cybersecurity
If the Security and Exchange Commission's February 2018 guidance on cybersecurity represented a wake up call, the Sept 26th enforcement settlement involving a one million dollar penalty for failure...
United States
5 Nov 2018
18
Global Enforcement Review 2018 - Executive Summary
A shadow from which some regulators are only now just emerging.
Worldwide
5 Nov 2018
19
The Future In Focus
The wheels of justice turn slowly, but grind exceedingly fine, goes the old saying.
Worldwide
1 Nov 2018
20
Regulatory Enforcement Priorities
The end of the big benchmark manipulation cases, which were somewhat thrust upon regulators, and the freeing up of enforcement resources has allowed regulators to pursue more of their own priorities ...
UK
31 Oct 2018
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