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Searching Content indexed under Technology by Josephine Cicchetti ordered by Published Date Descending.
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When Innovation Meets Regulation: Insurtech And State Licensing Laws
The rise of InsurTech — which brings technological innovations to the business of insurance — is having a significant impact on the insurance industry, including through advancements ...
United States
6 Apr 2018
2
OCIE Lessons From Cybersecurity 2 Initiative
On August 7, the SEC's Office of Compliance Inspections and Examinations (OCIE) issued a risk alert containing observations from its Cybersecurity 2 Exam Initiative.
United States
9 Oct 2017
3
New York DFS Tightens Cybersecurity Gaps
These entities report consumer information about finances, utility payments, consumer loans, and criminal history.
United States
26 Sep 2017
4
NAIC Cybersecurity Working Group Votes to Approve Insurance Data Security Model Law
The National Association of Insurance Commissioners (NAIC) Cybersecurity (EX) Working Group (Cybersecurity WG) approved Version 6 (Finalized) of its Insurance Data Security Model Law (Model) on August 7 at the NAIC Summer 2017 National Meeting in Philadelphia.
United States
15 Aug 2017
5
Fintech Firm Shut Down And Fined By The FTC
Blue Global, LLC failed on two common fronts in consumer finance.
United States
20 Jul 2017
6
Colorado Set To Regulate Cybersecurity Practices Of Broker-Dealers And Investment Advisers
The rules detail the factors the Division will consider when assessing whether a firm's cybersecurity procedures are sufficient.
United States
5 Jul 2017
7
Sprouting Activity At The NAIC
Various NAIC groups have planted seeds for a number of regulatory initiatives that impact life insurers.
United States
12 Apr 2017
8
Regulators Demand Third-Party Risk Management
While third-party risk management has been a required component of an effective enterprise risk management program for many years, the topic is receiving elevated attention at insurance companies and related businesses.
United States
10 Apr 2017
9
Scratching The Surface: The FTC's Phishing Tips For Victim Companies Are A Good First Step But Companies Should Not Stop There
In one type of phishing, fraudsters impersonate your business when contacting consumers.
United States
22 Mar 2017
10
NY DFS Proposed Cybersecurity Regulations Revised And Implementation Delayed
We previously reported on the New York Department of Financial Services' proposed cybersecurity regulations. During the public comment period, the DFS received over 150 comments.
United States
20 Jan 2017
11
Cybersecurity Still Top FINRA Operational Risk
FINRA's 2017 letter aligns with the priorities laid out in both its 2016 Regulatory and Examination Priorities Letter and 2015 Cybersecurity Report...
United States
17 Jan 2017
12
FINRA Focus On Cybersecurity Continues
On November 14, the Financial Industry Regulatory Authority (FINRA) imposed a $650,000 fine against Lincoln Financial Securities Corporation (Lincoln Financial) for its failure to implement adequate...
United States
5 Jan 2017
13
There's No Flying Under The Radar: Why Small Businesses Should Get Smart About Information Security
The latest publication by the NIST, entitled "Small Business Information Security: The Fundamentals," aims to promote and assist small businesses in their efforts to manage information security risks.
United States
5 Dec 2016
14
What You Must Know About New York's Proposed Cybersecurity Regulation For The Banking, Insurance, And Financial Services Sectors
Last week, New York's Department of Financial Services released its long-awaited proposed cybersecurity regulation, which promises to deliver sweeping protections to consumers and financial institutions alike.
United States
17 Oct 2016
15
What You Must Know About New York's Proposed Cybersecurity Regulation For The Banking, Insurance, And Financial Services Sectors
New York's Department of Financial Services released its long-awaited proposed cybersecurity regulation, which promises to deliver sweeping protections to consumers and financial institutions alike.
United States
22 Sep 2016
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