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Searching Content indexed under Privacy by Edward G. Eisert ordered by Published Date Descending.
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SEC Staff Issues Update Guidance Regarding Cybersecurity
Recently, the Staff of the Division of Investment Management of the Securities and Exchange Commission (the "Staff") issued updated Guidance that highlights the importance of cybersecurity...
United States
6 May 2015
2
The SECís Office Of Compliance Inspections And Examinations (OCIE) Publishes Risk Alert On Addressing Cybersecurity Issues For Broker-Dealers And Investment Advisers
On February 3, the SECís OCIE published a Risk Alert that contains observations based on examinations of more than 100 broker-dealers and investment advisers.
United States
13 Feb 2015
3
Bank Of England Launches New Framework To Test For Cyber Vulnerabilities
The Bank of England launched a new framework to help identify areas where the financial sector could be vulnerable to sophisticated cyber-attack.
UK
24 Jun 2014
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