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Searching Content indexed under Corporate Crime by Sheppard Mullin Richter & Hampton ordered by Published Date Descending.
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How To Prevent Or Defend Against Business Crimes, Including Trade Secrets And Human Trafficking
The C-Suite rarely wants to consider, much less worry about, the impacts of criminal conduct on their business.
United States
13 Jun 2019
2
U.S. Supreme Court Confirms That A Corporate Insider Receives A "Personal Benefit" By Providing Confidential Information To A Trading Relative Or Friend, Affirming Conviction For Insider Trading
Salman's brother-in-law, Maher Kara, was an investment banker who dealt with highly confidential information about mergers and acquisitions involving his firm's clients.
United States
10 Dec 2016
3
When Voluntary Self-Disclosure Isn't So Voluntary: SEC Says Self-Disclose Or Forfeit Non-Prosecution And Deferred Prosecution
You may have heard of the Yates Memorandum, which sets forth current Justice Department policy on corporate cooperation with criminal investigations.
United States
11 Jan 2016
4
Ninth Circuit Severely Limits "Rogue Employee" Exception For Corporations In Securities Fraud Cases
ChinaCast Education Corporation is a postsecondary education service provider in China with shares listed on the NASDAQ stock exchange.
United States
27 Nov 2015
5
"Individual Accountability For Corporate Wrongdoing": A Sea Change Or Not?
Might this policy result in significantly more prosecutions of individuals? Doubtful. Senior executives and other individuals have always been in DOJ's crosshairs.
United States
21 Sep 2015
6
Second Circuit Limits "Tippee" Insider Trading Liability
In United States v. Newman, No. 13-1837 (2d Cir. Dec. 10, 2014), the United States Court of Appeals for the Second Circuit reversed the 2013 convictions of Anthony Chiasson and Todd Newman on charges of conspiracy to commit insider trading and insider trading under 18 U.S.C. § 371, Sections 10(b) and 32 of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78j(b), 78ff, SEC Rules 10b-5 and 10b5-2, 17 C.F.R. § 240.10b-5, 10b5-2, and 18 U.S.C. § 2.
United States
22 Dec 2014
7
Federal Judge Upholds DOJ's Expansive Application Of FCPA
On April 20, 2011, in a prosecution brought against Lindsey Manufacturing Company ("Lindsey") and several of its officers and employees, a U.S. Federal District Court Judge ruled that the term "instrumentalities" applies to foreign state-owned enterprises under the Foreign Corrupt Practices Act ("FCPA").
United States
12 May 2011
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