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Searching Content indexed under White Collar Crime, Anti-Corruption & Fraud by Osler, Hoskin & Harcourt LLP ordered by Published Date Descending.
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1
OSC Approves $30 Million Settlement With Katanga Over Financial Misstatements And Failure To Disclose DRC Risks
Reflecting the trend toward increasing monetary penalties, the Ontario Securities Commission (the "OSC") accepted an eye-popping $30 million settlement payment in the Katanga Mining Limited ("Katanga") matter.
Canada
3 Jan 2019
2
White-Collar Crime Enforcement
In 2018, Parliament introduced the legislation to bring about those enhancements.
Canada
27 Dec 2018
3
Legal Year In Review 2018
Osler's insights on key developments in 2018 and their implications for Canadian business.
Canada
20 Dec 2018
4
Developments In White-Collar & Capital Markets Regulatory Enforcement
Regulators continue to try to "move the needle" in their pursuit of insider trading and other white-collar misconduct
Canada
2 Jan 2018
5
The SCC Considers Who Bears The Risk Of A Fraudulent Cheque: The Drawer Or The Bank?
Cheque fraud happens. Sometimes it happens through a scheme in which both the drawer of the fraudulent cheque and the collecting bank that negotiates the cheque are completely innocent victims of a third party.
Canada
9 Nov 2017
6
Canadian Government Eliminates Facilitation Payments Exclusion In The Corruption Of Foreign Public Officials Act
As of October 31, 2017, facilitation payments will no longer be excluded from the bribery offence under Canada's Corruption of Foreign Public Officials Act (the CFPOA).
Canada
7 Nov 2017
7
New Corporate Criminal Liability In The UK For "Failure To Prevent" Tax Evasion And Other Economic Crimes: How Will It Affect Canadian Businesses?
The accountability of corporate entities for financial wrongdoing is a hot topic for the UK Government right now, particularly in the wake of a number of high-profile corporate scandals...
Canada
14 Jun 2017
8
UK Court Holds Counsel's Interview Notes During Internal Investigation Are Not Privileged
In a decision released on May 8, 2017, London's High Court held that interview notes and working papers prepared by a company's external counsel as part of an internal investigation into allegations...
Canada
8 Jun 2017
9
Competition Criminal Enforcement In Canada - The Year In Review 2016
In 2016, the Commissioner of Competition (the Commissioner) pursued another year of aggressive criminal enforcement in Canada.
Canada
14 Mar 2017
10
JPMorgan Pays $264 Million To Settle FCPA Investigation Over Hiring Practices In China
On November 17, 2016, J.P. Morgan Chase & Co. and a subsidiary, JPMorgan Securities (Asia Pacific) Limited, agreed to pay more than $264 million to settle claims that they infringed the U.S. FCPA.
Worldwide
12 Dec 2016
11
SEC Agrees To $11.8 Million Settlement With Auditor For Alleged Audit Failures
In October 2016, the U.S. SEC announced Ernst & Young LLP agreed to pay $11.8 million to settle SEC allegations related to failed audits at oil services company Weatherford International PLC.
Canada
23 Nov 2016
12
DOJ's Major Insider Trading Victory: A Blueprint For Post-Newman Convictions?
Improper disclosure of confidential information and insider trading remains very much a focal point for regulators and prosecutors on both sides of the border.
Canada
12 Sep 2016
13
SEC Enters Into Two Non-Prosecution Agreements For Alleged FCPA Violations
In June 2016 the US Securities and Exchange Commission (SEC) announced that it had entered into two non-prosecution agreements (NPAs) with two unrelated companies whose foreign subsidiaries...
Canada
1 Sep 2016
14
SEC Continues To Penalize Companies Which Restrict Whistleblowing Or Seek Waiver Of Payment Of Whistleblower Incentive Payments
Moreover, employees were only permitted to provide information if compelled to do so by law or legal process and there was no exemption to permit an employee to provide information voluntarily to the SEC...
Canada
30 Aug 2016
15
Insider Trading: A First Spring Loading Case In Québec
The Tribunal Administratif des Marchés Financiers, formerly the Bureau de Décision et de Révision, rendered a decision in which it concludes that spring loading is an offence under the Québec Securities Act.
Canada
25 Aug 2016
16
U.K. Serious Frauds Office Enters Into Second Deferred Prosecution Agreement To Resolve Corruption And Bribery Charges
The U.K. Serious Frauds Office (the SFO) on July 8, 2016 obtained its second deferred prosecution agreement (DPA).
Canada
19 Aug 2016
17
JSOT-Led Investigation Leads To Guilty Pleas And Sentences For Hospital Privacy Breach
The Ontario Court of Justice gave Cruz and Acar each six month conditional sentences, with the first three months of their sentences to be served under house arrest.
Canada
15 Jun 2016
18
US Department Of Justice Launches Pilot Program To Encourage Self-Reporting, Cooperation And Remediation Of FCPA Violations
Last week the US Department of Justice (DOJ) announced the implementation of a pilot program under the US Foreign Corrupt Practices Act.
Canada
21 Apr 2016
19
RCMP Closes Nordion Foreign Bribery Investigation
On the heels of the March 3, 2016 announcement by the United States Securities and Exchange Commission (SEC) that Nordion (Canada) Inc. (Nordion Canada) would be paying $375,000 as civil fine...
Canada
6 Apr 2016
20
Canadian Securities Administrators Release 2015 Enforcement Report
Each year the Canadian Securities Administrators ("CSA"), an umbrella organization of Canada's provincial and territorial securities regulators, release an enforcement report which provides key details of enforcement efforts...
Canada
5 Apr 2016
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