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Searching Content indexed under White Collar Crime, Anti-Corruption & Fraud by Ropes & Gray LLP's Securities & Enforcement Practice Group ordered by Published Date Descending.
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Second Circuit Raises The Bar For Proving Tippee Liability
Wednesday, the U.S. Court of Appeals for the Second Circuit vacated the criminal insider trading convictions of two former hedge fund managers, and in doing so, clarified the elements required to prove an insider trading charge against a "tippee."
United States
15 Dec 2014
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Weatherford International Reaches $253M Settlement With The DOJ, SEC, OFAC, And BIS
On November 26, 2013, Weatherford International ("Weatherford" or "the Company"), an oil-field services company that trades on the New York Stock Exchange, agreed to pay $253 million in criminal and civil penalties as part of a global settlement with the U.S. government to resolve claims that the Company and its subsidiaries violated the Foreign Corrupt Practices Act ("FCPA") and various export control and sanctions laws.
United States
2 Dec 2013
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SEC Whistleblower Office Issues First Award
The Securities and Exchange Commission announced on Tuesday that an anonymous tipster was eligible to receive the first award paid under its Dodd-Frank-mandated whistleblower program.
United States
23 Aug 2012
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