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Searching Content indexed under Criminal Law by Fredric Firestone ordered by Published Date Descending.
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Supreme Court Rules SEC Has Five Years to Seek Penalties
In an important decision, the Supreme Court held that the SEC has five years from when a fraud occurred to file an action to seek civil penalties.
United States
5 Mar 2013
2
SEC Adopts Final Rules On Dodd-Frank Whistleblower Program
Rules recently adopted by the U.S. Securities and Exchange Commission define the scope and procedures of the whistleblower provisions under the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
27 May 2011
3
SEC Announces Proposed Rules on Dodd-Frank Whistleblower Program
Rules recently proposed by the U.S. Securities and Exchange Commission define the scope and procedures of the whistleblower provisions under the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
15 Nov 2010
4
Whistleblower Provisions Make Noise in New Financial Reform Bill
The new financial reform bill contains whistleblower provisions that could change how corporations identify potential wrongdoing, interact with their employees and decide whether to report potential violations to the government.
United States
23 Jul 2010
5
SEC Enforcement to Focus on Municipal Securities Industry
Recent actions by the SEC, in conjunction with the newly established municipal securities specialty unit, indicate a ramped-up enforcement effort with respect to pay-to-play issues.
United States
20 Apr 2010
6
DOJ and SEC Will Significantly Increase FCPA Enforcement Efforts
Recent actions by both the DOJ and SEC show that, in the future, FCPA enforcement will be an even higher priority.
United States
29 Mar 2010
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