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Searching Content indexed under Criminal Law by Lex Urban ordered by Published Date Descending.
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1
Corporations, Directors, And Officers: Potential Criminal And Civil Liability
This practice note provides an overview of the law and legal standards governing the imposition of criminal liability on officers, directors, and corporations for the acts of employees.
United States
30 Nov 2018
2
New York Congressman Charged With Insider Trading
The SEC charged the U.S. Representative for New York's 27th Congressional District, his son and a third individual with insider trading.
United States
16 Aug 2018
3
SCOTUS Blows The Whistle: Internal Whistleblowers Take Note
A whistleblower is not a whistleblower unless he reports suspected securities law violations to the SEC.
United States
27 Feb 2018
4
Supreme Court Rules Internal Whistleblowers Are Not Protected Under Dodd-Frank
The Supreme Court narrowed the definition of the term "whistleblower" and excluded internal whistleblowers from the anti-retaliation protections provided under Dodd-Frank (see previous coverage).
United States
27 Feb 2018
5
Cadwalader Attorneys Examine Enforcement Actions Against ICOs
The SEC charged New York-based businessman Maksim Zaslavskiy for defrauding investors through two "so-called" ICOs.
United States
20 Oct 2017
6
Hedge Fund Adviser Settles Charges Of Failing To Implement Controls To Prevent Insider Trading
A hedge fund advisory firm agreed to pay more than $4.6 million to settle charges that it failed to implement adequate controls for preventing insider trading.
United States
30 Aug 2017
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