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Searching Content indexed under Criminal Law by Margaret Hirce ordered by Published Date Descending.
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Foreign Corrupt Practices Act 2017 Year-End Update
2017 marked the fortieth anniversary of the Foreign Corrupt Practices Act (FCPA), and showed continued robust enforcement against both individuals and companies by the U.S. Department of Justice (DOJ)...
United States
12 Mar 2018
2
Foreign Corrupt Practices Act 2017 Mid-Year Update
The first half of 2017 has been eagerly anticipated following the record-setting year in 2016 for Foreign Corrupt Practices Act ("FCPA") enforcement by both the U.S. Department of Justice...
United States
4 Sep 2017
3
Justice Department Sets Standards For Evaluation Of Corporate Compliance Programs
Since the "DOJ" announcement of its new compliance counsel expert in November 2015, many have been waiting patiently for additional insight into the DOJ's emphasis on corporate compliance programs.
United States
7 Mar 2017
4
New AG Sessions Promises To Enforce FCPA And Hold Individuals Accountable
Following a record year for FCPA enforcement and policy declarations affecting corporate actors, recent statements by U.S. Attorney General Jeff Sessions confirms that the new administration will continue to sharply focus on prosecuting FCPA violations.
United States
22 Feb 2017
5
Foreign Corrupt Practices Act 2016 Year-End Update
2016 was a record-setting year for Foreign Corrupt Practices Act ("FCPA") enforcement, as both the U.S. Department of Justice ("DOJ")...
United States
6 Feb 2017
6
FCPA Chief Touts Record High Enforcement Actions – Links Avoiding A Monitor To Early Remediation Of FCPA Issues
Appearing before the annual Securities Docket Conference in Washington, DC on October 13, Kara Novaco Brockmeyer, the Chief of the Securities and Exchange Commission's FCPA Unit, laid out the Commission's FCPA enforcement priorities, including insight on how to avoid an SEC-imposed monitor.
United States
25 Oct 2016
7
The Regulatory Pendulum: When Is De-Risking By Financial Institutions Too Much?
In the environment of increasingly aggressive regulatory and criminal enforcement of anti-money laundering (AML) violations, concerns about de-risking have risen to the fore...
United States
22 Jun 2016
8
A Further Harbinger On The Application Of SLUSA
On March 30, 2015, the U.S. District Court for the Southern District of New York dismissed claims in a putative class action against New York-based hedge fund manager Philip A. Falcone, his advisory firm Harbinger Capital Partners, and its affiliates.
United States
24 Apr 2015
9
Foreign Corrupt Practices Act 2014 Year End Update
Over the course of 2014, the Department of Justice ("DOJ") and the Securities and Exchange Commission ("SEC") have continued their aggressive enforcement of the Foreign Corrupt Practices Act ("FCPA").
United States
5 Mar 2015
10
2014 Mid-Year Report Securities Litigation And Regulatory Enforcement
We issue this Securities Litigation and Regulatory Enforcement Report at mid-year and shortly after year-end.
United States
5 Aug 2014
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