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Searching Content indexed under Criminal Law by Kenneth Herzinger ordered by Published Date Descending.
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The SEC Wins First Jury Trial In A Muni Case: SEC v. City Of Miami And Michael Boudreaux
In what the SEC called "the first federal jury trial by the SEC against a municipality or one of its officers for violations of the federal securities laws"....
United States
20 Sep 2016
2
SEC Speaks – What To Expect In 2016
The leaders of the Securities and Exchange Commission ("SEC" or "Commission") addressed the public on February 19-20 at the annual SEC Speaks conference in Washington, D.C.
United States
2 Mar 2016
3
SEC Awards Third Highest Whistleblower Award To Date
This latest multi-million dollar payout suggests that the SEC's whistleblower program is in full swing, and that legal representation of whistleblowers may be on the rise.
United States
30 Jul 2015
4
Will You Blow The Whistle Or Should I? The SEC Grants An Award To A Whistleblower Who Learns Of Fraud From Another Employee
Last week, the Securities and Exchange Commission announced an award payout of between $475,000 and $575,000 to a former company officer who reported information about an alleged securities fraud.
United States
19 Mar 2015
5
A Ponzi Of A Different Color
High profile schemes perpetrated by Bernie Madoff, Allen Stanford, Nevin Shapiro, and others have brought, or at least reinforced, a general understanding of the term "Ponzi scheme" into the public lexicon.
United States
9 Sep 2013
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