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Searching Content indexed under Mining by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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SEC Provides Update On Mining Disclosure Rules
The SEC clarified that any registrant may voluntarily comply with the recently adopted mining disclosure requirements.
United States
27 May 2019
2
Federal Register: SEC Adopts Amendments To Consolidate Property Disclosure Requirements For Mining Registrants
All registrants active in mining operations must comply with the final rule amendments on or after January 1, 2021.
United States
10 Jan 2019
3
SEC Adopts Amendments To Consolidate Property Disclosure Requirements For Mining Registrants
The SEC adopted amendments to consolidate and update property disclosure requirements for mining registrants.
United States
8 Nov 2018
4
Gold Mining Corporation Settles FCPA Violations
A Canadian gold mining corporation agreed to settle SEC charges that the company failed to maintain adequate internal controls sufficient to prevent and detect illegal payments by two African subsidiaries.
United States
29 Mar 2018
5
GAO Director Updates Senate Subcommittee On Conflict Mineral Rule Disclosure
In a prepared "Statement for the Record for the Subcommittee on Africa and Global Health Policy, Committee on Foreign Relations"...
United States
13 Apr 2017
6
GAO Urges Department Of Commerce To Fulfill Conflict Mineral Obligations
The Government Accountability Office ("GAO") examined company disclosures filed in 2015 in response to the SEC conflict minerals regulations...
United States
2 Sep 2016
7
Federal Register: SEC Publishes Adoption Of Rules Requiring Payment Disclosures By Resource Extraction Issuers
The SEC adopted final Exchange Act Rule 13q-1 and amended Form SD in order to require resource extraction issuers to disclose payments made to the U.S. federal government or foreign governments for the commercial development of oil, natural gas and minerals in an interactive data format.
United States
2 Aug 2016
8
CFTC Fines Firm For Illegal Off-Exchange Transactions In Precious Metals
The CFTC issued an order against a telemarketing firm and its owners for dealing in illegal off-exchange finance transactions in precious metals and forfailing to be properly registered.
United States
6 Jun 2016
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