Searching Content indexed under Investment Strategy by Day Pitney LLP ordered by Published Date Descending.
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IRS Releases Second Set Of Proposed Regulations Regarding Qualified Opportunity Funds
On April 17, the IRS issued proposed regulations that provide new guidance for investors seeking to invest in qualified opportunity funds (each, a QOF), a new investment program designed to incentivize long-term investment ...
United States
24 Apr 2019
Staffing The Family Office: Attracting And Retaining Talent
Key Duties That Families Require of Family Office Executives - Investment Strategy and Implementation; Accounting, Reporting and Control; Banking and Liquidity Planning; Legal, Governance and Estate Planning ...
United States
11 Oct 2018
Connecticut Department Of Banking Releases Orders Clarifying Investment Adviser Registration And Regulation
On July 11, 2011, the State of Connecticut Department of Banking (the "Department") released three Orders regarding Connecticut investment adviser registration and regulation.
United States
19 Jul 2011
Dodd-Frank Act Impact on Investment Advisers and Private Investment Funds
On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") was signed into law by the president. Title IV of the Dodd-Frank Act, "Regulation of Advisers to Hedge Funds and Others," contains provisions that significantly change the registration requirements and regulation of investment advisers.
United States
26 Jul 2010
Investment Management Compliance Update: SEC Adopts Pay-To-Play Rule For Advisers
New rule 206(4)-5 of the Investment Advisers Act of 1940, recently adopted by the Securities and Exchange Commission (the "SEC"), will prohibit investment advisers who manage public pension assets and other types of government investment funds from making political contributions to officials who choose fund advisers.
United States
19 Jul 2010
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