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Searching Content indexed under Investment Strategy by Mintz ordered by Published Date Descending.
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1
Sustainable Investing Will Change The World
There continues to be a push in financing markets for capital raises where the proceeds will be used for a range of social impact purposes.
United States
17 Jun 2019
2
Mintz Levin's Approach To Supporting A Thriving Social Innovation Sector In Boston And Beyond
It is no surprise that in 2017, Forbes Magazine named Boston as the top U.S. city for social entrepreneurs.
United States
28 Dec 2017
3
Developing A Cleantech 2.0 Investment Strategy
A recent white paper published in accord with The Climate Solutions Collaborative (C2C) paints the current clean energy technology investment landscape and provides a primer for wealth owners ...
United States
6 Dec 2017
4
Employee Benefits Advisory: IRS/Treasury Announce Voluntary Correction Program For Operational Code § 409A Violations
In Notice 2007-100 (the Notice), the Internal Revenue Service and the U.S. Department of the Treasury announced a voluntary correction program for operational violations of Internal Revenue Code (the Code) § 409A. Entitled, Transition Relief and Guidance on Corrections of Certain Failures of a Nonqualified Deferred Compensation Plan to Comply with § 409A(a) in Operation, the Notice is a cautious, though important, first step. This client advisory explains the key features (and limits) of the Not
United States
21 Jan 2008
5
Employer Stock Diversification Requirements Under The Pension Protection Act Of 2006
The Pension Protection Act of 2006 (the "Act") added Section 401(a)(35) to the Internal Revenue Code (the "Code") to require that a qualified defined contribution plan (other than certain employee stock ownership plans) must allow "applicable individuals" to sell the employer stock held in their plan accounts and reinvest any proceeds in certain diversified investments.
United States
 
28 Feb 2007
6
The Sec’s Compensation Disclosure Reforms: 8-K Disclosure Requirements
On July 26, 2006, in response to calls for extensive reform of the disclosure rules governing compensation of executive officers of public companies, the Securities and Exchange Commission.
United States
13 Nov 2006
7
Hedge Fund Rule Vacated by United States Court of Appeals
In a ruling issued on Friday, June 23, 2006, the United States Court of Appeals for the District of Columbia Circuit vacated Rule 203(b)(3)(2) (the "Rule") promulgated under the Investment Advisers Act of 1940 (the "Act"), which had been adopted by the Securities and Exchange Commission (the "SEC") in December 2004 after prolonged heated debate.
United States
5 Jul 2006
8
Kentucky Court Decision Could Undercut Single State Funds
A recent Kentucky Court of Appeals decision could have profound implications for single state tax-exempt mutual funds, as well as the special appeal of in-state municipal bonds and in-state "section 529" state-sponsored college savings funds to residents of the issuer’s state.
United States
22 Mar 2006
9
Navigating The Code § 409A Transitional Rules
In Notice 2005-1, the IRS and Treasury first announced transition rules governing the treatment of deferred compensation arrangements under the American Jobs Creation Act of 2004 (the "Act"), which enacted new Code § 409A.
United States
 
30 Nov 2005
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