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Searching Content indexed under Investment Strategy by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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IOSCO Defends 2018 Liquidity Risk Management Recommendations
IOSCO defended its 2018 Liquidity Risk Management ("LRM") recommendations for investment funds against recent criticism, reasserting
United States
26 Jul 2019
2
Trade Associations Propose Revisions To FRB Proposal On "Control" Rules
The ABA, SIFMA and the IIB made recommendations regarding a proposal (the "proposal") by the FRB to modify its regulations for determining "whether a company has the ability to exercise a controlling influence"...
United States
24 Jul 2019
3
IOSCO Urges Issuers To Disclose ESG Matters To Investors
IOSCO urged issuers to address environmental, social and governance ("ESG") matters in disclosures to investors.
United States
25 Jan 2019
4
SEC Offers Four-Year Strategic Plan
The SEC outlined how it intends to adapt to evolving financial markets and technologies in a new report, Strategic Plan for 2018-2022.
United States
17 Oct 2018
5
ICI Opposes Measures To Restrict Common Ownership By Institutional Investors
The Investment Company Institute ("ICI") urged the Federal Trade Commission ("FTC") and other authorities not to restrict common ownership in competing companies by institutional investors or remove the shareholder rights of the clients of investment advisers who manage such investments.
United States
29 Aug 2018
6
SEC Updates Guidance On "Robo-Advisors"
The SEC Division of Investment Management (the "Division") updated guidance on automated advisers (or "robo-advisors") that provide services directly to clients over the internet.
United States
7 Mar 2017
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