Search
Searching Content indexed under Investment Strategy by Ropes & Gray LLP's Investment Management Practice Group ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Ropes & Gray's Investment Management Update – June-July 2019
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
15 Aug 2019
2
Ropes & Gray's Investment Management Update – December 2018-January 2019
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
14 Feb 2019
3
Ropes & Gray's Investment Management Update – August-September 2018
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
17 Oct 2018
4
SEC Approves U.S. Master Fund/Foreign Feeder Fund Arrangement – Section 12(d)(1)(E)
Section 12(d)(1)(E) provides an exemption from Sections 12(d)(1)(A) and (B)'s investment limitations, subject to certain conditions.
United States
5 Apr 2017
5
Ropes & Gray’s Investment Management Update: March-April 2012
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
26 Apr 2012
6
Congress Passes JOBS Act
On March 27, 2012, Congress passed the Jumpstart Our Business Startups Act, H.R. 3606, as amended (the "JOBS Act"). President Obama is expected to sign the bill shortly.
United States
10 Apr 2012
7
CFTC Rescinds And Revises Hedge Fund Registration Exemptions And Adds Reporting Requirements
The Commodity Futures Trading Commission ("CFTC") recently announced final rules rescinding or revising registration exemptions for private funds, and revising the exclusion for registered investment companies.
United States
20 Feb 2012
8
SEC Adopts Reporting Obligations For Advisers To Private Funds On New Form PF
On October 26, 2011, the Securities and Exchange Commission (the "SEC") adopted Rule 204(b)-1 under the Investment Advisers Act of 1940 (the "Advisers Act") requiring periodic reporting by private fund managers on new Form PF.
United States
3 Nov 2011
9
Ropes & Gray’s Investment Management Update: October 2011
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
25 Oct 2011
10
Ropes & Gray’s Investment Management Update: August 2011
On July 26, 2011, the Securities and Exchange Commission ("SEC") adopted a large trader reporting system that will require "large traders" to identify themselves to the SEC and provide the SEC with information about their businesses and their affiliates.
United States
17 Aug 2011
Links to Result pages
 
1