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Searching Content indexed under Industry Updates & Analysis by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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1
Premium Update: Sharpen Your Results With Cabinet Search (Video)
Using search on the Cadwalader Cabinet, you can easily find information specific to your practice from our library of over 200,000 documents.
United States
3 Jun 2019
2
Federal Register: Bank Regulators Propose "Streamlined" Call Reports For Qualifying Small Institutions
The proposal by the FRB, the FDIC and the Office of the Comptroller of the Currency to reduce regulatory reporting requirements for eligible small depository institutions was published in the Federal Register.
United States
22 Nov 2018
3
CFTC Chair Giancarlo Defends Capitalism And Individual Liberty
At a "time of growing erosion and trust" and efforts "to increase political control over markets.
United States
21 Nov 2018
4
FRB To Implement New Supervisory Rating System
The Federal Reserve Board ("FRB") will implement a new supervisory rating system for large financial institutions.
United States
9 Nov 2018
5
SEC Enforcement Division Reviews FY 2018 Enforcement Actions
In its second annual report, the SEC Enforcement Division (the "Division") highlighted significant enforcement actions filed in FY 2018, discussed key initiatives and described ongoing agency priorities.
United States
9 Nov 2018
6
FSOC Rescinds SIFI Determination From Prudential Financial; No Non-Bank SIFIs Remain
The Financial Stability Oversight Council ("FSOC") rescinded its determination that material financial distress at Prudential Financial, Inc. ("Prudential") could present a threat to U.S. financial stability.
United States
23 Oct 2018
7
ISDA Analyzes Treatment Of Uncleared Margin As Incentive To Clear
ISDA analyzed the use of uncleared margin for derivatives as an incentive to clear. In a new white paper that draws on internal research
United States
19 Oct 2018
8
SEC Issues Decision On Market Data Fees And Market Structure
The SEC issued an opinion and order regarding several administrative proceedings that at least temporarily rejected increases in market data fees.
United States
19 Oct 2018
9
Exchange Operators Call For Recusal Of SEC Director From Market Data Fee Lawsuit
In a motion filed with the SEC, NYSE and Nasdaq requested the recusal of SEC Division of Trading and Markets Director Brett Redfearn from the SEC's review of a dispute regarding market data fee increases.
United States
19 Oct 2018
10
Federal Register: Bank Regulators Allow QFC Amendments To Unmargined Legacy Swaps
The U.S. "prudential regulators" final rule on uncleared swap margin requirements was published in the Federal Register.
United States
17 Oct 2018
11
NASAA Summarizes Recent Enforcement Trends
The North American Securities Administrators Association ("NASAA") identified recent enforcement trends in an annual summary of enforcement actions.
United States
17 Oct 2018
12
Federal Register: OCC Proposes Rules To Allow Greater Business Flexibility To Federal Savings Associations
An Office of the Comptroller of the Currency proposal that would enable federal savings associations to adapt more easily to new economic conditions and business environments without changing their charters was published in the Federal Register.
United States
6 Oct 2018
13
Federal Register: CFTC Renews Agricultural Advisory Committee Until 2020
The CFTC renewed the Agricultural Advisory Committee ("AAC") for an additional two years.
United States
5 Oct 2018
14
FDIC Proposes Retiring Outdated Financial Institution Letters
The FDIC proposed retiring 374 risk management supervision-related financial institution letters ("FILs") issued between 1995 and 2017.
United States
5 Oct 2018
15
CFTC Grants CPO Relief From 30-Day Quarterly Account Statement Delivery Requirement
The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to a commodity pool operator ("CPO") from the requirement to deliver quarterly account statements to pool participants within 30 days of each quarter.
United States
23 Sep 2018
16
New SEC Commissioner Sworn in
Elad L. Roisman was sworn in as SEC Commissioner. Mr. Roisman was confirmed by the U.S. Senate on September 5, 2018.
United States
17 Sep 2018
17
Senate Confirms New SEC Commissioner
The U.S. Senate confirmed the nomination of Elad L. Roisman to be a Commissioner of the SEC. Mr. Roisman, who was nominated by President Donald J. Trump, serves as Chief Counsel to the Senate Banking Committee.
United States
12 Sep 2018
18
President Trump Nominates SEC Commissioner – June 5, 2018
President Donald J. Trump nominated Elad Roisman to serve as a Commissioner of the SEC.
United States
7 Jun 2018
19
SEC Names Acting Chief Economist And DERA Director
The SEC named Dr. Chyhe Kim Becker as Acting Chief Economist and Acting Director of the Division of Risk and Analysis ("DERA").
United States
6 Jun 2018
20
Senate Confirms New FDIC Chair
By a vote of 69 to 24, the Senate confirmed Jelena McWilliams as Chair of the FDIC. Ms. McWilliams takes over the role from Martin Gruenberg.
United States
29 May 2018
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