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Capitol Hill Healthcare Update - February 2019
Below is this week's "Capitol Hill Healthcare Update," which is posted on Mondays when Congress is in session. Highlights this week
United States
15 Feb 2019
2
The Three "Cs" For Investment Advisers' Compliance Attention In 2019
As chief compliance officers prepare for their annual compliance reviews, they should familiarize themselves with the examination priorities letter the Securities and Exchange Commission (SEC)
United States
22 Jan 2019
3
SEC Investigation Highlights BEC Risk And Need For Comprehensive Risk Assessments By Public Companies
The Securities and Exchange Commission issued a press release and an investigative report on Oct. 16 cautioning public companies to consider cyber threats when implementing internal accounting...
United States
18 Oct 2018
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