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Searching Content indexed under Strategy by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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1
Cabinet Alerts Support Regulatory Change Management
Regulatory change increases overhead expense for financial institutions. The Cabinet "Alerts" tool allows managers to track regulatory developments, keep informed of the latest changes
United States
29 Jul 2019
2
IOSCO Defends 2018 Liquidity Risk Management Recommendations
IOSCO defended its 2018 Liquidity Risk Management ("LRM") recommendations for investment funds against recent criticism, reasserting
United States
26 Jul 2019
3
Trade Associations Propose Revisions To FRB Proposal On "Control" Rules
The ABA, SIFMA and the IIB made recommendations regarding a proposal (the "proposal") by the FRB to modify its regulations for determining "whether a company has the ability to exercise a controlling influence"...
United States
24 Jul 2019
4
Premium Update: Sharpen Your Results With Cabinet Search (Video)
Using search on the Cadwalader Cabinet, you can easily find information specific to your practice from our library of over 200,000 documents.
United States
3 Jun 2019
5
Access Legal Intelligence With Cabinet Topic Pages (Video)
Cadwalader Cabinet "Topic Pages" improve and simplify legal research by providing access to regulatory and enforcement news, analysis, and practical work tools.
United States
5 Apr 2019
6
IOSCO Urges Issuers To Disclose ESG Matters To Investors
IOSCO urged issuers to address environmental, social and governance ("ESG") matters in disclosures to investors.
United States
25 Jan 2019
7
Federal Register: Bank Regulators Propose "Streamlined" Call Reports For Qualifying Small Institutions
The proposal by the FRB, the FDIC and the Office of the Comptroller of the Currency to reduce regulatory reporting requirements for eligible small depository institutions was published in the Federal Register.
United States
22 Nov 2018
8
OCC Releases Enforcement Action Policies And Procedures Manuals
The Office of the Comptroller of the Currency ("OCC") released Policies and Procedures Manual 5310-13 ("PPM 5310-13").
United States
21 Nov 2018
9
FRB To Implement New Supervisory Rating System
The Federal Reserve Board ("FRB") will implement a new supervisory rating system for large financial institutions.
United States
9 Nov 2018
10
Federal Register: Treasury To Amend Filing Requests For Large Position Reporting Rules
The U.S. Treasury Department ("Treasury") final rule amending the Large Position Reporting rules ("LPR Rules") was published in the Federal Register.
United States
25 Oct 2018
11
SEC Issues Decision On Market Data Fees And Market Structure
The SEC issued an opinion and order regarding several administrative proceedings that at least temporarily rejected increases in market data fees.
United States
19 Oct 2018
12
Exchange Operators Call For Recusal Of SEC Director From Market Data Fee Lawsuit
In a motion filed with the SEC, NYSE and Nasdaq requested the recusal of SEC Division of Trading and Markets Director Brett Redfearn from the SEC's review of a dispute regarding market data fee increases.
United States
19 Oct 2018
13
Senate Banking Committee Considers State Of Cryptocurrency And Blockchain
The U.S. Senate Committee on Banking, Housing and Community Affairs held a hearing on the state of cryptocurrency and blockchain.
United States
19 Oct 2018
14
Federal Register: Bank Regulators Allow QFC Amendments To Unmargined Legacy Swaps
The U.S. "prudential regulators" final rule on uncleared swap margin requirements was published in the Federal Register.
United States
17 Oct 2018
15
NASAA Summarizes Recent Enforcement Trends
The North American Securities Administrators Association ("NASAA") identified recent enforcement trends in an annual summary of enforcement actions.
United States
17 Oct 2018
16
SEC Offers Four-Year Strategic Plan
The SEC outlined how it intends to adapt to evolving financial markets and technologies in a new report, Strategic Plan for 2018-2022.
United States
17 Oct 2018
17
Federal Register: OCC Proposes Rules To Allow Greater Business Flexibility To Federal Savings Associations
An Office of the Comptroller of the Currency proposal that would enable federal savings associations to adapt more easily to new economic conditions and business environments without changing their charters was published in the Federal Register.
United States
6 Oct 2018
18
Federal Register: CFTC Renews Agricultural Advisory Committee Until 2020
The CFTC renewed the Agricultural Advisory Committee ("AAC") for an additional two years.
United States
5 Oct 2018
19
FDIC Proposes Retiring Outdated Financial Institution Letters
The FDIC proposed retiring 374 risk management supervision-related financial institution letters ("FILs") issued between 1995 and 2017.
United States
5 Oct 2018
20
New SEC Commissioner Sworn in
Elad L. Roisman was sworn in as SEC Commissioner. Mr. Roisman was confirmed by the U.S. Senate on September 5, 2018.
United States
17 Sep 2018
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