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Searching Content from United States indexed under Strategy ordered by Published Date Descending.
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1
Bills Ban Gag Clauses In Pharmacy Contracts
On October 10, 2018 President Trump signed two bills that ban "gag clauses" in pharmacy contracts.
United States
19 Oct 2018
2
The Internet Of Things And The Difficulty In Regulating Emerging Technologies
From window blinds to locks, the total number of consumer and industrial devices capable of collecting, transmitting and receiving data through the Internet continues to grow.
United States
19 Oct 2018
3
ISDA Analyzes Treatment Of Uncleared Margin As Incentive To Clear
ISDA analyzed the use of uncleared margin for derivatives as an incentive to clear. In a new white paper that draws on internal research
United States
19 Oct 2018
4
SEC Issues Decision On Market Data Fees And Market Structure
The SEC issued an opinion and order regarding several administrative proceedings that at least temporarily rejected increases in market data fees.
United States
19 Oct 2018
5
Exchange Operators Call For Recusal Of SEC Director From Market Data Fee Lawsuit
In a motion filed with the SEC, NYSE and Nasdaq requested the recusal of SEC Division of Trading and Markets Director Brett Redfearn from the SEC's review of a dispute regarding market data fee increases.
United States
19 Oct 2018
6
Senate Banking Committee Considers State Of Cryptocurrency And Blockchain
The U.S. Senate Committee on Banking, Housing and Community Affairs held a hearing on the state of cryptocurrency and blockchain.
United States
19 Oct 2018
7
New Public Alternative Funds - October 18, 2018
New Public Alternative Funds - October 18, 2018
United States
19 Oct 2018
8
Federal DOL To Conduct Overtime Rule Listening Session In D.C., On October 17, 2018
The U.S. DOL will be conducting a listening session in Washington, D.C., October 17, 2018, to gather additional views concerning potential revisions to the white-collar exemption regulations under the federal FLSA.
United States
18 Oct 2018
9
SEC Investigation Highlights BEC Risk And Need For Comprehensive Risk Assessments By Public Companies
The Securities and Exchange Commission issued a press release and an investigative report on Oct. 16 cautioning public companies to consider cyber threats when implementing internal accounting...
United States
18 Oct 2018
10
The Federal Circuit's Data Engine Ruling: The Significance Of The Alice Step One Analysis
On October 9, 2018, the Federal Circuit added to its growing collection of favorable Alice step one rulings by reversing portions of a decision from the U.S. District Court for the District of Delaware...
United States
18 Oct 2018
11
Smart Transportation & Infrastructure Challenges
When it comes to transportation infrastructure in our country's largest cities, we all agree that our cash-strapped transit grids are bad, and traffic is worse.
United States
18 Oct 2018
12
SEC Staff Allows Fund Boards To Rely On CCO Reports
On October 12, 2018, the staff of the SEC's Division of Investment Management issued a no-action letter to the Independent Directors Council ("IDC") agreeing that the staff will not recommend...
United States
18 Oct 2018
13
Federal Register: Bank Regulators Allow QFC Amendments To Unmargined Legacy Swaps
The U.S. "prudential regulators" final rule on uncleared swap margin requirements was published in the Federal Register.
United States
17 Oct 2018
14
NASAA Summarizes Recent Enforcement Trends
The North American Securities Administrators Association ("NASAA") identified recent enforcement trends in an annual summary of enforcement actions.
United States
17 Oct 2018
15
Treasury Requires Mandatory Filings For Foreign Investments In Specified US Businesses
On October 10, 2018, the US Department of the Treasury launched a significant pilot program to implement part of the Foreign Investment Risk Review Modernization Act (FIRRMA) ...
United States
17 Oct 2018
16
Treasury Department Issues New CFIUS Regulations Launching FIRRMA Pilot Program, Requiring Declarations For Certain Transactions
On October 10, 2018, the Treasury Department, as chair of the Committee on Foreign Investment in the United States, issued interim regulations implementing certain mandatory review provisions of the Foreign Investment Risk Review Management Act ...
United States
17 Oct 2018
17
Ropes & Gray's Investment Management Update – August-September 2018
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
17 Oct 2018
18
SEC Offers Four-Year Strategic Plan
The SEC outlined how it intends to adapt to evolving financial markets and technologies in a new report, Strategic Plan for 2018-2022.
United States
17 Oct 2018
19
U.S. And International Governments Address Smart Ports, Smart Cities, And Cryptocurrencies
According to reports, in an Oct. 3 meeting, representatives of U.S. Customs and Border Protection (CBP) claimed that the agency is testing a blockchain-based supply chain management system...
United States
15 Oct 2018
20
AV 3.0 Sets Path For Streamlined Regulatory Process For Autonomous Vehicles
After months of preparation, the U.S. Department of Transportation ("USDOT") has released the third iteration of its informal guidance on the development and deployment of highly automated vehicles...
United States
15 Oct 2018
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