Search
Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Butler Snow LLP ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
A Brief Guide To The 2018 Amendments To Continuing Disclosure Requirements
Over the past several years, local government issuers have increasingly been privately placing bonds and other municipal debt obligations directly with banks or other purchasers rather than utilizing an underwriter to sell the bonds publicly.
United States
5 Mar 2019
2
Summary Of SEC Release No. 34-83885 (2018 Amendment To SEC Rule 15c2-12)
The 2018 amendments to Rule 15c2-12 (the "Rule") make the following additions to the continuing disclosure requirements applying to most publicly-held municipal securities:
United States
19 Nov 2018
3
Heads Up On Final HMDA Rule
As we reported in November, the CFPB issued a final rule on October 15, 2015 amending Regulation C to implement changes to HMDA made by the Dodd-Frank Act requiring financial institutions...
United States
28 Apr 2017
4
The Wait Is Over – The DOL Announces New Rules Impacting Broker Regulation
The Department of Labor recently enacted rules that require financial advisers and brokers handling individual retirement and 401(k) accounts to act in the best interests of their clients.
United States
22 Apr 2016
5
New Capital Rules For Community Banks
While small banks avoided some of the dreaded brunt of Basel III, this summer’s capital changes require all banks to reconsider their capital positions and may drive some banks to raise capital.
United States
23 Oct 2013
6
Community Bank Stock On The Over-The-Counter Market
Over the last 12 months, we have seen an increase in the number of community banks interested in generating liquidity for their shareholders.
United States
23 Oct 2013
Links to Result pages
 
1