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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Duff and Phelps ordered by Published Date Descending.
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1
Singapore Guidance On Commodity Marketing And Trading
On May 24, 2019, the IRAS released the transfer pricing guidelines for commodity marketing and trading activities, which outlines various factors that may affect the economic value attributed to such activities.
Singapore
16 Jul 2019
2
Quarterly U.S. Regulatory Roundup – First Quarter 2019
In this edition of the U.S. Regulatory Roundup, the Duff & Phelps Compliance and Regulatory Consulting practice outlines updates and enforcement and judicial actions from the SEC, FINRA, NFA and CFTC ...
United States
29 May 2019
3
NFA Internal Controls System Interpretive Notice
Each Commodity Pool Operator (CPO) Member must develop a framework and implement an internal controls system that deters errors and fraudulent activity by employees, management, and third parties in order to safeguard customer funds.
United States
15 Feb 2019
4
Jurisdictional Enforcement Trends
Any discussion of the regulatory landscape across the globe is complicated by the dominance of U.S. regulators in the statistics.
Worldwide
5 Nov 2018
5
Knowing The Rules
Data analytics could be the key to making sense of principles-based regulations.
United States
 
1 Nov 2018
6
Transfer Pricing Times: U.S. Appellate Court Vacates And Remands Medtronic Tax Court Decision
In this edition: the U.S. Court of Appeals for the Eighth Circuit remands the Medtronic case back to the Tax Court ...
United States
31 Oct 2018
7
Overview Of Global Prudential And Risk Management
The U.S. Federal Reserve (Fed) introduced a regulatory framework to promote a safer and more stable financial system in the aftermath of the financial crisis of 2008.
United States
31 Oct 2018
8
Credit And Counterparty Risk Management
The credit crisis of 2008 stressed the financial system considerably. The bankruptcy of some of the significant players such as Lehman, have led market participants to re-evaluate the pre-crisis view that counterparties are largely risk free.
UK
31 Oct 2018
9
China Transaction Insights – Summer 2018
Activity has declined from the peak level seen in 2016, with six transactions closed in 2017, and one closed and two announced deals so far this year.
China
29 Aug 2018
10
Finally Addressing Forgotten Assets - Global Regulatory Outlook 2018
Investment holding periods have been rising steadily for the last decade, and managers continue to oversee funds that are well past their operational terms.
United States
27 Apr 2018
11
A Fool's Errand - Global Regulatory Outlook 2018
I've always been excited about the commodities market because it is truly international.
Worldwide
26 Apr 2018
12
Oil Market Intelligence Report: Regaining Balance?
This edition covers insights on macro factors, fundamentals, oil distillates, industry investment, derivatives market signals, CFTC trader commitment and analyst consensus.
United States
11 Aug 2017
13
Quantifying And Modelling The Optionality Of Energy Assets
The dramatic drop in energy prices since 2014, and the largely abysmal returns faced by a record number of commodity-focused hedge funds in 2015 (net returns for commodity hedge funds were -7.24% in 2015), ...
United States
28 Jul 2017
14
When Considering M&A Opportunities, Should A TSX-V Public Company Announce Its Intentions?
From time to time, public companies announce they have hired an investment bank to explore strategic alternatives.
Canada
 
4 Feb 2015
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