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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Cassels Brock ordered by Published Date Descending.
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CFTC Staff Issues Advisory For Virtual Currency Products
DMO Director Amir Zaidi noted that the CFTC staff are committed to providing guidance to market participants as the virtual currency market continues to evolve.
Canada
13 Dec 2018
2
Capital Markets Report - September 2016
This is the fifth installment in our periodic series on National Instrument 43-101.
Canada
9 Sep 2016
3
TSX Proposes To Mandate Website Disclosures And To Modernize Security Based Compensation Arrangement Disclosures
On May 26, 2016, the Toronto Stock Exchange published proposed amendments to Part IV: Maintaining a Listing – General Requirements and Part VI: Changes in Capital Structure of Listed Issuers of its Company Manual...
Canada
6 Jun 2016
4
Exchanges Provide Guidance In Respect Of New Rights Offering Rules
Effective immediately, both Exchanges have reduced the advance notification period to set the record date for all rights offerings from seven (7) trading days to five (5) trading days.
Canada
21 Jan 2016
5
Capital Markets Report - November 1-30, 2014
The Canadian Securities Administrators published for comment proposed amendments aimed at streamlining the prospectus exemption for rights offerings by reporting issuers.
Canada
12 Jan 2015
6
Derivatives Reporting Commences In Canada
Effective as of October 31, 2014, securities legislation in each of Ontario, Québec and Manitoba came into force that requires "local counterparties" which engage in derivative transactions to report certain derivatives transaction data to a designated trade repository.
Canada
7 Nov 2014
7
Capital Markets Report - July 1-15, 2014
Aequitas Innovations Inc. and Aequitas Neo Exchange Inc. have each applied to the OSC for recognition as an exchange.
Canada
29 Jul 2014
8
National Instrument 43-101: Part 2 - What Issuers Need To Know About Terminology
Terms and phrases used in mining disclosures are technical, and industry jargon can be used inconsistently.
Canada
15 Jul 2014
9
Day-To-Day Securities Compliance For Mining Executives - What You Need To Know
Becoming an executive officer of a publicly traded company brings on responsibilities with respect to compliance in a very complex regulatory environment.
Canada
7 May 2014
10
Capital Markets Bulletin - March 24-28, 2014
The Ontario Securities Commission has released the results of its 2013 enforcement efforts.
Canada
31 Mar 2014
11
Capital Markets Bulletin - March 10-14, 2014
The Ontario Securities Commission’s Staff has announced that it is proceeding with the following enforcement initiatives:
Canada
 
18 Mar 2014
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