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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Fasken ordered by Published Date Descending.
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The New Liquid Alt Funds Regime – And Some Changes For Conventional Mutual Funds And Closed-End Funds
On October 4, 2018, the Canadian securities administrators published the final version of the amendments that will create a new regime for liquid alternative mutual funds (alt funds).
Canada
9 Oct 2018
2
TSX & TSXV Extend Deadline For Mandatory PIF Electronic Submission
On June 14, 2018, the Toronto Stock Exchange (TSX) and the TSX Venture Exchange (TSXV, and together with the TSX, the TMX Exchanges) announced that they were extending the deadline...
Canada
26 Jun 2018
3
TSX & TSXV Allow Electronic Filing of PIFs
On December 18, 2017, the Toronto Stock Exchange (TSX) and the TSX Venture Exchange (TSXV, together with the TSX, the TMX Exchanges) introduced electronic versions of TSX Form 4 ...
Canada
21 Dec 2017
4
Amendments To Toronto Stock Exchange Company Manual – Start Calculating Your Incentive Plan's "Annual Burn Rate"
On October 19, 2017, the Toronto Stock Exchange (TSX) announced that it had adopted two sets of amendments to the TSX Company Manual after a lengthy consultative process...
Canada
6 Nov 2017
5
Amendments To Toronto Stock Exchange Company Manual – Start Calculating Your Incentive Plan's "Annual Burn Rate"
On October 19, 2017, the Toronto Stock Exchange (TSX) announced that it had adopted two sets of amendments to the TSX Company Manual after a lengthy consultative process.
Canada
31 Oct 2017
6
Toronto Stock Exchange Issues Staff Notice On U.S. Marijuana Companies
In short, marijuana, the United States and listing on the TSX/TSXV do not mix.
Canada
23 Oct 2017
7
CSA Prohibits Sale Of Binary Options
Subject to the necessary approvals, the Instrument will come into force on December 12, 2017.
Canada
18 Oct 2017
8
Longevity Risk Transfer In Canada: OSFI's Draft Advisory On Longevity Insurance And Longevity Swaps
The Office of the Superintendent of Financial Institutions recently issued a draft Policy Advisory entitled "Longevity Insurance and Longevity Swaps".
Canada
23 Sep 2013
9
TSX Staff Notice - Director Elections
On July 10, 2013, the Toronto Stock Exchange issued a Staff Notice on Director Elections.
Canada
14 Aug 2013
10
CSA Release Proposals Under Phase 2 Of Fund Modernization Project – Implications For Closed End Funds And Alternative Funds
This review is part of the Fund Modernization Project, a mandate of the CSA to consider whether product and market developments in the Canadian investment fund industry are being adequately addressed by the current regulatory regime.
Canada
12 Jun 2013
11
Toronto Stock Exchange - Securityholder Approval - Disclosure Requirements
On September 28, 2012 the Toronto Stock Exchange (TSX) published Staff Notice 2012-0003 (Notice), which provides guidance with respect to, among other things, disclosure and other related requirements where a transaction is subject to securityholder approval pursuant to the TSX Company Manual (Manual).
Canada
2 Nov 2012
12
The Financial Sector And The Federal Budget 2012
The March 29, 2012 federal Budget indicates that the Government of Canada will be moving ahead with a few important financial sector initiatives, but the Budget was short on detail.
Canada
11 Apr 2012
13
Canada
21 Mar 2012
14
Quebec Adopts New Measures In Reaction To Recent Frauds And Commercial Paper Meltdown
On December 4, 2009, Quebec’s National Assembly sanctioned "An Act to amend various legislative provisions principally to tighten the regulation of the financial sector" ("Bill 74").
Canada
10 Feb 2010
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