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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Dentons ordered by Published Date Descending.
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1
Key Regulatory Developments In The EU - May 30, 2019
Commission Delegated Regulation (EU) 2019/820 supplementing Regulation (EU) No 345/2013 with regard to conflicts of interest in the area of European venture capital funds – published in the OJ ...
European Union
14 Jun 2019
2
Can A Transfer Of Clients' Investments Amount To A Transfer Of Undertakings?
In Dodic v. Banka Koper and Alta Invest (Case c-194/18) EU:C:2019:385, the ECJ was asked to consider whether the transfer of intangible client investments from one undertaking
UK
7 Jun 2019
3
Selective Tax Law In Oman
On Wednesday 13 March 2019, His Majesty Sultan Qaboos issued Sultani Decree (no. 23/2019) promulgating the Selective Tax Law (Selective Tax Law).
Oman
21 May 2019
4
The Transition From LIBOR To Risk-Free Rates – An Overview Of Recent Developments
In our December 2017 article What now for LIBOR in finance documents?, we considered the initial reaction of regulators, industry bodies and market participants to the prospect that LIBOR might no longer exist after 2021.
UK
30 Apr 2019
5
The Transition From LIBOR To Risk-Free Rates - An Overview Of Recent Developments
In our December 2017 article What now for LIBOR in finance documents?, we considered the initial reaction of regulators, industry bodies and market participants to the prospect that LIBOR might no longer exist after 2021.
UK
17 Apr 2019
6
Brexit – National Emergency Legislation
On February 28, 2019, our Eurozone Hub published a Client Alert highlighting that, with the EU continuing to play its own Brexit "emergency" legislative cards close to its chest, various EU-27 Member States had begun stepping up national efforts.
European Union
9 Apr 2019
7
LIBOR Discontinuation And Loans
The UK market regulator has recently re-emphasised that LIBOR will not be sustainable beyond 2021, and that market participants need to have robust fallback arrangements in place.
UK
14 Mar 2019
8
Key Regulatory Developments In The EU - February 2019
Report on FinTech and market structure in financial services.
European Union
8 Mar 2019
9
ESMA's 2019 Supervisory Convergence Work Programme And Its Supervisory Priorities – What Does It Mean For Market Participants?
On February 6, the European Securities and Markets Authority (ESMA) published its 2019 Supervisory Convergence Work Programme (SCWP).
UK
5 Mar 2019
10
Key Regulatory Developments In The EU – December 2018
EBA published final Guidelines on disclosure of non-performing and forborne exposures
UK
17 Jan 2019
11
Consilium Agrees Position On IFR And IFD – Moving To A New Prudential Regulatory Regime For Investment Firms
On January 7, 2019 the Council or "Consilium" of the European Union, which is part of the EU bicameral legislature and represents the executive governments of the EU's Member States ...
European Union
17 Jan 2019
12
Key Regulatory Developments In The EU - December 21, 2018
EBA published final Guidelines on disclosure of non-performing and forborne exposures
European Union
3 Jan 2019
13
Key Regulatory Developments In The EU - November 2018
The Financial Stability Board (FSB) published reports on implementation of Over-the-Counter (OTC) derivatives reforms and removal of legal barriers
European Union
5 Dec 2018
14
Key Regulatory Developments In Italy - November 2018
The Bank of Italy published the Instructions for managing permits on the Infostat-FIU portal.
Italy
3 Dec 2018
15
Saudi Arabia Update - November 2018
Welcome to our monthly update which provides a recap of recent legal developments, including finance and capital market developments ...
Saudi Arabia
30 Nov 2018
16
Once Again, No Injunction Restraining Payment Against Fraudulent Demand Under Demand Guarantee
Certain types of fraud by the beneficiary of a demand guarantee or letter of credit of which there is very strong evidence may exempt a bank from its otherwise strict duty to pay against an apparently complying demand.
UK
29 Nov 2018
17
FinCEN Warns Banks On Iran's Illicit Financial Activities And "Red Flags" To Consider
US and non-US persons risk monetary fines and secondary sanctions, as well as negative commercial and reputational consequences, if they engage in prohibited transactions involving Iran.
United States
14 Nov 2018
18
What The European Securities And Markets Authority's (ESMA) Extension To Product Intervention Measures And Its "Summer Findings" Means For Providers And Participants
On August 24, 2018, ESMA announced, in its first use of this power, an extension of the existing ban from October 2, 2018 for binary options for those products it has not exempted from the further extension.
Germany
26 Oct 2018
19
London Stock Exchange: New Shanghai-London Stock Connect Segment Of The Main Market
The London Stock Exchange (LSE) has amended its Admission and Disclosure Standards principally to provide for the new Shanghai-London Stock Connect Segment ...
UK
25 Oct 2018
20
Importance Of The Prospectus In The UK IPO Process
In July 2018 the UK Financial Conduct Authority (FCA) introduced changes to the Conduct of Business sourcebook (COBS) ...
UK
10 Oct 2018
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