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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Osler, Hoskin & Harcourt LLP ordered by Published Date Descending.
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1
CSA And IIROC Propose Regulatory Framework For Cryptoasset Trading Platforms
On March 14, 2019, the Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada published Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms
Canada
27 Mar 2019
2
Canadian Cannabis Companies Conquer U.S. Capital Markets
Legalization of cannabis for adult use in Canada was a watershed event of 2018. But a select few Canadian cannabis companies also celebrated a different milestone by breaking their way into the U.S. capital markets.
Canada
21 Dec 2018
3
CSA Finalizes Alternative Mutual Funds Regime
On October 4, 2018, the Canadian Securities Administrators (the CSA) published amendments (the Amendments) to National Instrument 81-102 Investments Funds (NI 81-102) ...
Canada
17 Oct 2018
4
The Cross-Border Quarterly Report
The Cross-Border Quarterly Report is a snapshot of transactional activity across the Canada-U.S. border.
Canada
31 Jan 2018
5
Recent Developments In U.S. Leveraged Finance – November 2017
The fourth quarter of 2017 has given rise to at least three developments of interest to the U.S. leveraged lending community.
Canada
13 Nov 2017
6
You'll Just Have To Settle For Less — SEC Shortens Settlement Window To T+2
On March 22, 2017, the U.S. Securities and Exchange Commission (SEC) amended its rules under the Securities Exchange Act of 1934, as amended (U.S. Exchange Act) to shorten the standard trade settlement...
Canada
31 May 2017
7
You'll Just Have To Settle For Less — SEC Shortens Settlement Window To T+2
On March 22, 2017, the U.S. SEC amended its rules under the Securities Exchange Act of 1934, as amended (U.S. Exchange Act) to shorten the standard trade settlement window from three business days (T+3)...
Canada
4 Apr 2017
8
Federal Budget Briefing 2017
The Honourable Bill Morneau, Minister of Finance (the Minister), tabled the Liberal government's second budget on March 22, 2017 (Budget 2017).
Canada
23 Mar 2017
9
Cash Collateral For Derivative Arrangements – Impact Of Proposed Amendments To PPSA
The Ontario Personal Property Security Act (PPSA) currently does not allow cash collateral to be perfected by "control."
Canada
1 Dec 2016
10
TSX's Proposed Website Disclosure Rules Will Expand Corporate Governance And Security Based Compensation Disclosure
The Toronto Stock Exchange (TSX) recently published proposed amendments to its Company Manual that would introduce mandatory website disclosure requirements for TSX-listed issuers...
Canada
21 Jun 2016
11
Whistleblower Incentive Programs Continue To Gain Traction As The U.S. CFTC Announces $10-million Payout
With the Ontario Securities Commission's new incentive-based whistleblower program now on the horizon, recent awards under comparable whistleblower programs in the U.S. are increasingly relevant to boards of directors...
Canada
12 May 2016
12
Toronto Stock Exchange Announces Amendments To The Company Manual
The Toronto Stock Exchange recently announced the approval of certain amendments to the TSX Company Manual pertaining to Non-Corporate Issuers (including ETPs, Closed-end Funds and Structured Products, each as defined below).
Canada
20 Oct 2015
13
Derivatives Investments For Pension Plans: FSCO Guidance Note
The past few months have brought significant announcements regarding changes to the investment rules affecting pension plans.
Canada
28 Apr 2015
14
TSX Proposes To Expand Exemptions For Interlisted Issuers And To Introduce Shareholder Approval Requirement For Certain Delistings
TSX published proposals that would allow eligible interlisted issuers to apply to follow the rules of other stock exchanges or jurisdictions, instead of those of the TSX.
Canada
27 Jan 2015
15
Derivatives Trade Reporting Rules Proposed For Five More Provinces
The Proposed Reporting Rules, once adopted, will require most over-the-counter (OTC) derivatives transactions involving a local counterparty in the Participating Jurisdictions to be reported to a recognized trade repository.
Canada
23 Jan 2015
16
Derivatives Investments For Pension Plans: FSCO Guidance Note For Comment
In response to perceived concerns about the lack of understanding of the risks associated with investments in derivatives, the FSCO has developed guidelines for pension plans investing in derivatives and similar financial instruments.
Canada
7 Nov 2014
17
Will American Courts Embrace "Loser Pays"?
In recent years, Canadian market participants have watched with interest as developments changed the American securities litigation landscape.
Canada
7 Nov 2014
18
CSA Provides Update on Proposed Changes to Early Warning Regime – Reporting Threshold Stays at 10%
The CSA have provided an update on their proposed changes to the early warning reporting regime, which were originally published for comment in March 2013.
Canada
13 Oct 2014
19
Four Weeks To Go Until Canadian Derivatives Trade Reporting Requirements Take Effect
Provincial rules in Ontario, Qu้bec and Manitoba will require derivatives dealers and clearing agencies to report certain OTC derivatives transactions.
Canada
6 Oct 2014
20
Transparency Recommendations For Disclosure Of Payments Made By Canadian Mining Companies To Foreign Government
The Resource Revenue Transparency Working Group released final recommendations on mandatory transparency standards for mining companies.
Canada
17 Apr 2014
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