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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by McMillan LLP ordered by Published Date Descending.
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1
The Novel Exemptive Relief Chronicles
You Can't Always Get What You Want…But, Sometimes, You Get What You Need - OSC Decision Removes the "Hype" Surrounding Rehypothecation
Canada
27 Sep 2019
2
The Phase-Out of LIBOR: A Primer
In July 2017, the head of the Financial Conduct Authority (the "FCA"), Andrew Bailey, delivered a speech in which he questioned the future sustainability of the London Interbank Offered Rate ("LIBOR")
Canada
16 Sep 2019
3
Liquid Alternatives Now a Reality - Alternative Mutual Funds Regime Scheduled to Come Into Force January 3, 2019
The Canadian Securities Administrators (the "CSA") have published the long awaited and much anticipated final version of amendments introducing a "liquid alternatives" regulatory regime in Canada (the "Final Rules").
Canada
9 Oct 2018
4
Proposed CSA Derivatives Registration Rule Part 1 – Who Must Register
The proposed rules are open for a 150-day comment period, which is set to expire on September 17, 2018.
Canada
5 Jun 2018
5
HKEX's Proposed New Board Presents Unique Opportunities For Early Stage Tech Canadian Companies
The Hong Kong Stock Exchange ("HKEX") has successfully established itself as an international financial centre and a world renowned stock exchange.
Canada
20 Jul 2017
6
Conduct Controlled: CSA Proposes Derivatives Business Conduct Rules
On April 4, 2017, the Canadian Securities Administrators (the "CSA") published new draft rules governing the business conduct of derivatives firms.
Canada
26 Apr 2017
7
Change At The Margins: CSA Publishes Consultation Paper On Margin Requirements For Non-Centrally Cleared Derivatives
On July 7, 2016, the Canadian Securities Administrators ("CSA") Derivatives Committee ("Committee") released CSA Consultation Paper 95-401 – Margin and Collateral Requirements for Non-Centrally Cleared Derivatives ("Consultation Paper").
Canada
3 Aug 2016
8
Proposed Amendments To TSX Company Manual Relating To Disclosure Requirements For Issuer Websites And Security Based Compensation Arrangements
The TSX is seeking public comment on the proposed amendments and has provided for a 30 day comment period, which expires June 27, 2016.
Canada
6 Jun 2016
9
TSX Seeks Public Comment On Proposed Amendments To DRIP Rules
On April 28, 2016 the Toronto Stock Exchange published a set of proposed amendments to the TSX Company Manual, which are available for public comment until May 28, 2016.
Canada
10 May 2016
10
2015 Securities Year In Review
Through our annual Securities Year in Review publication we seek to highlight key changes in the capital markets sector, particularly with respect to significant changes in securities laws.
Canada
24 Mar 2016
11
Time to Make it Clear, Part III: CSA Republishes Notice and Request for Comments on Proposed Rules for Mandatory Central Counterparty Clearing of OTC Derivatives
On February 24, 2016, the Canadian Securities Administrators (CSA) republished for comment Proposed National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives (the Clearing Rule)
Canada
14 Mar 2016
12
Early Warning Enhancements
The Canadian Securities Administrators (CSA) have adopted amendments to the early warning requirements in National Instrument 62-103 The Early Warning System and Related Take-Over Bid and Insider Reporting Issues ..
Canada
4 Mar 2016
13
Approaching Harmonization: Reporting To Go Live Across Canada
The deadline for derivatives dealers and clearing agencies to report transactions entered into on or after May 1, 2016 is July 29, 2016.
Canada
2 Feb 2016
14
TSX And TSXV Provide Guidance On New Rights Offering Exemptions
As discussed in our bulletin issued in October of 2015, the Canadian Securities Administrators have adopted, effective December 8, 2015, certain amendments to the rights offering regime in Canada.
Canada
26 Jan 2016
15
Leak Tweak: Regulators Balance Post-Trade Transparency And Market Efficiency With Latest Amendments To OTC Derivative Trade Reporting Rules
In the wake of the global financial crisis of 2008, the G20 nations, including Canada, committed to increasing the regulation of the over-the-counter ("OTC") derivatives market.
Canada
17 Nov 2015
16
Mind Your Margin: OSFI Releases Draft Guideline On Margin Requirements For Non-Centrally Cleared Derivatives
On October 19, 2015, the Office of the Superintendent of Financial Institutions (OSFI) issued a draft version of Guideline E-22: Margin Requirements for Non-Centrally Cleared Derivatives (the Draft Guideline).
Canada
27 Oct 2015
17
Tapping Into New Markets – Dual Listing On The New Santiago Stock Exchange, Venture
Canadian mining exploration issuers now have a new and efficient way to access Latin American capital markets.
Canada
3 Jun 2015
18
Time To Make It Clear, Part II: The CSA Publishes Notice And Request For Comments On Proposed Rules For Mandatory Central Counterparty Clearing Of OTC Derivatives
On December 19, 2013, the Canadian Securities Administrators (the "CSA") Over-the-Counter Derivatives Committee published CSA Staff Notice 91-103 - Proposed Model Provincial Rule on Mandatory Central Counterparty Clearing of Derivatives ..
Canada
12 Mar 2015
19
Voluntary Delisting And Deference: TSX Proposes Changes To The Company Manual
On January 22, 2015, the Toronto Stock Exchange ("TSX" or the "Exchange") published two proposed public interest amendments to the TSX Company Manual (the "Manual") for public comment.
Canada
28 Jan 2015
20
Shanghai-Hong Kong Stock Connect
There has been much media coverage on the new Shanghai-Hong Kong Stock Connect scheme, known as the "through train" in colloquial Chinese.
China
24 Nov 2014
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