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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Sarah Cunniff ordered by Published Date Descending.
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Investment Funds Legal & Regulatory Update, March 2019
Welcome to the latest edition of our Asset Management and Investment Funds Legal and Regulatory Update.
Ireland
21 Mar 2019
2
Central Bank Streamlines Its Review Procedures For UCITS And Retail Investor AIFs
The Central Bank has introduced changes, effective 9 October 2018, to its fund authorisation/approval and post-authorisation requirements for UCITS and Retail Investor AIFs
Ireland
17 Oct 2018
3
Securities Financing – New Reporting, Disclosure, And Reuse Obligations
The Securities Financing Regulation (Regulation (EU) 2015/2365) (the SFT Regulation) came into force on 12 January 2016.
European Union
17 Feb 2016
4
Central Bank Publishes Markets Update
On 4 November 2015, the Central Bank issued a markets update on a number of topics.
Ireland
24 Nov 2015
5
EMIR Health Check For Regulated Funds
With 12 February being the EMIR reporting start date, it is timely to recap on the various EMIR deadlines as they apply to Irish regulated funds.
Ireland
7 Feb 2014
6
Publication Of Q&A In Respect Of ESMA Guidelines On ETFs And Other UCITS Issues
On 15 March 2013, the European Securities and Markets Authority published a questions and answers document in relation to the guidelines that were published by ESMA on 18 December 2012 on exchange-traded funds and other UCITS issues.
Ireland
30 Sep 2013
7
EMIR – Implications For Regulated Funds
EU Regulation 648/2012 or the "European Market Infrastructure Regulation" has been in force for over a year but its implications had been unclear pending the publication of the corresponding regulatory and implementing technical standards.
Ireland
30 Sep 2013
8
UCITS VI
On 26 July 2012, the European Commission launched a public consultation on a number of regulatory issues.
Ireland
25 Sep 2012
9
Central Bank Of Ireland Clarifies Policy On Breaches Of Minimum Credit Rating Requirements
Following the recent downgrading of credit ratings of financial institutions, the Central Bank of Ireland has clarified its policy regarding inadvertent breaches of its requirements.
Ireland
11 Aug 2012
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