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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Donald Waack ordered by Published Date Descending.
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US Banking Agencies Propose Changes To Calculation Of Derivative Contract Exposures Under Regulatory Capital Rules
A perennial challenge in the prudential regulation of banks' derivatives activities has been the development of uniform, administrable, yet adequately risk-sensitive standardized methods for calculating derivatives exposures for use in prudential ratios.
United States
15 Nov 2018
2
US Securities And Exchange Commission Issues Final Rules Regarding The Application Of Security-Based Swap Intermediary Definitions To Cross-Border Security Based Swap Activity
The US Securities and Exchange Commission has adopted final rules regarding the cross-border application of certain security-based swap provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
16 Jul 2014
3
Final Regulation Implementing the Volcker Rule
The US federal financial regulators recently approved the much-anticipated joint final regulation implementing the Volcker Rule.
United States
19 Dec 2013
4
CFTC Issues Interpretive Guidance Regarding The Cross-Border Application Of US Swap Regulations
The US Commodity Futures Trading Commission recently approved the issuance of an interpretive guidance and policy statement regarding the crossborder application of the swaps provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
6 Aug 2013
5
The CFTC’s July 12, 2013 Cross-Border Exemptive Order
On July 12, 2013, the Commodity Futures Trading Commission issued a time-limited exemptive order under Commodity Exchange Act section 4(c).
United States
19 Jul 2013
6
Bank Regulators Approve Final Rule To Implement Basel III Capital Requirements In The United States
On July 2, 2013, the Board of Governors of the Federal Reserve System approved a final rule to establish a new comprehensive regulatory capital framework for all US banking organizations.
United States
17 Jul 2013
7
CFTC Issues A Final, Time-Limited Exemptive Order And Proposes Further Guidance Regarding Cross-Border Regulation Of Swaps
The US Commodity Futures Trading Commission issued a release containing a final exemptive order and proposing for public comment additional cross-border guidance regarding the cross-border regulation of swaps.
United States
2 Jan 2013
8
CFTC Proposes Phased Compliance Program For Certain Swaps
The US Commodity Futures Trading Commission proposed interpretive guidance regarding the cross-border application of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act .
United States
9 Jul 2012
9
Proposed CFTC Guidance Regarding The Cross-Border Application Of US Swap Regulations
On Friday, June 29, 2012, the US Commodity Futures Trading Commission (the "CFTC") released its proposed interpretive guidance and policy statement.
United States
3 Jul 2012
10
The New CFTC and SEC Swap "Entity" Definitions – Highlights
We offer below selected observations on the final rules and the Commissions' interpretive guidance in the Adopting Release.
United States
3 May 2012
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