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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Robert Evans ordered by Published Date Descending.
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Preparing For Large Trader Reporting
Recently, the Securities and Exchange Commission ("SEC") adopted its proposed Large Trader reporting rule, Rule 13h-1, along with Form 13H, a reporting form designed to enhance the ability of the SEC to identify large market participants, collect information on their trading, and analyze their trading activity.
United States
12 Oct 2011
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