Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Dickson Chin ordered by Published Date Descending.
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QFC Resolution Stay Regulations: Not Just For Derivatives
The Resolution Stay Regulations require GSIBs to amend or otherwise remediate a wide range of financial contracts and are reaching into potentially unexpected corners of the markets.
United States
21 May 2019
ISDA Publishes Legal Guidelines For Smart Derivatives Contracts
The paper provides guidance on bringing the benefits of distributed ledger technology to the ISDA documentation architecture.
United States
19 Feb 2019
Application Of Dodd -Frank Requirements To Swaps Between Non-U.S. Swap Dealers And Non-U.S. Counterparties
On November 14, the Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission created confusion and consternation in the derivatives world by issuing an advisory indicating that certain requirements will apply to swaps entered into between a registered non-U.S. swap dealer and a non-U.S. person if the swap is handled by personnel or agents of the non-U.S. swap dealer located in the United States.
United States
25 Nov 2013
April 10 Deadline For Swap Reporting Postponed For Many Swaps Participants
Under Commodity Futures Trading Commission rules, nonregistered U.S. entities engaging in swaps activities faced a deadline of April 10, 2013 to report information with respect to all of their swaps to a "swap data repository", either by themselves reporting such information or by having their counterparties satisfy the reporting requirements.
United States
17 Apr 2013
Potential Impact Of The U.S. Dodd-Frank Act And Global OTC Derivatives Regulations
It is important to review the potential impact of U.S. regulations under Dodd-Frank on your OTC derivatives transactions and how they may interact with OTC derivatives regulation being developed in your home jurisdiction and elsewhere in the world.
United States
3 Apr 2013
CFTC Seeks Comment On Whether Carbon Financial Instrument Is A Significant Price Discovery Contract
As markets evolved over the past decade, lawmakers and regulators began to raise questions as to whether trading activity on unregulated electronic trading facilities could affect trading activity on regulated designated contract markets.
United States
7 Sep 2009
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