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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Michael Bantey ordered by Published Date Descending.
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Canadian Derivatives: Registration Regime For Dealers And Advisers Gets Momentum
This should increase consistency and reduce the burden of understanding and complying with the divergent approaches to the regulation of derivatives dealers and advisers...
Canada
26 Apr 2018
2
Relief In Quebec Granted To Select Canadian Institutional Investors For Resale Of Securities To Outside Canada
The Quebec Autorité des marchés financiers recently published two general decisions granting certain Canadian institutional investors exemptions from the prospectus requirement in connection with the resale of securities outside Canada.
Canada
20 Jul 2016
3
Quebec Blanket Decision Affording Relief For Certain Derivatives Activities To Be Revoked In June 2016
The revocation was originally announced on April 22, 2015, and was to take effect on September 5, 2015 (Original Revocation Decision).
Canada
3 Sep 2015
4
Quebec Adopts Regulatory Regime For Offering Derivatives To The Public
On April 13, 2012, provisions of the Derivatives Act (Quebec) (QDA) enacted late last year governing "qualified persons" were brought into force.
Canada
30 Apr 2012
5
Quebec Financial Markets Authority Publishes Guideline on Risk Management of Derivatives by Financial Institutions
Quebec’s financial markets authority, the "Autorité des marchés financiers" (the Authority), recently published a Derivatives Risk Management Guideline (the Guideline), which will apply to financial institutions under the jurisdiction of the Authority, namely insurers governed by "An Act respecting insurance" (Quebec), portfolio management companies controlled by such insurers, mutual insurance associations governed by "An Act respecting insurance" (Quebec), financial services cooperatives gover
Canada
6 Aug 2010
6
Quebec Adopts Derivatives Legislation
The Quebec National Assembly recently adopted comprehensive legislation to regulate derivatives.
Canada
18 Jul 2008
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