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Searching Content indexed under Commodities/Derivatives/Stock Exchanges by Howard S. Altarescu ordered by Published Date Descending.
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1
LIBOR Transition: Takeaways From The Benchmark Rates Series Benchmark Rates Forum New York
Presenters at the Benchmark Rates Forum from KPMG, Bank of America Merrill Lynch, NatWest Markets, Wells Fargo, JP Morgan, TD Securities, RBS, Santander, Société Générale, UBS, the
United States
8 Jul 2019
2
LIBOR . . . Coming To An End?
Orrick lawyers authored an article titled "LIBOR . . . Coming to an End?" discussing the transition to the post-LIBOR era, with focus on legacy contracts that reference LIBOR.
United States
13 Jun 2019
3
CFTC Announces Actions Addressing Application Of The Dodd-Frank Act To Cross-Border Transactions
On August 4, 2016, the U.S. Commodity Futures Trading Commission (CFTC) announced two separate actions relating to the application of the Dodd-Frank Act to cross-border transactions.
United States
19 Aug 2016
4
Federal Reserve Board And FDIC Welcome ISDA Announcement
The Board of Governors of the Federal Reserve System and the FDIC applauded the International Swaps and Derivatives Association for the agreement of a new resolution stay protocol.
United States
27 Oct 2014
5
CFTC Staff Announces Self-Executing Registration No-Action Relief For Delegating CPOs
CFTC Division of Swap Dealer and Intermediary Oversight announced that it is providing self-executing registration no-action relief for certain commodity pool operators.
United States
24 Oct 2014
6
SEC Publishes Risk Alert And FAQs Reminding Broker-Dealers Of Their Obligations In Unregistered Transactions
The SEC announced publication of a Risk Alert and FAQs to remind broker-dealers of their obligations when they engage in unregistered transactions on behalf of their customers.
United States
17 Oct 2014
7
OCC Proposes Rule on Margin and Capital Requirements for Covered Swap Entities
October 6, the OCC released a notice of proposed rulemaking to establish minimum requirements for the exchange of initial and variation margin between registered swap dealers, major swap participants, security-based swap dealers and major security-based swap participants (covered swap entities) and their counterparties to non-cleared swaps and non-cleared security-based swaps.
United States
17 Oct 2014
8
ESMA Final Draft RTS for Central Clearing of Interest Rate Swaps under EMIR
On October 2, the European Securities and Markets Authority (ESMA) published a report containing final draftregulatory technical standards (RTS) for the central clearing of interest rate swaps (IRS) under EMIR
United States
17 Oct 2014
9
SEC Fee Rate Advisory #2 For Fiscal Year 2015
On October 1, the SEC fiscal year 2015 started. The SEC will be operating under a continuing resolution that will extend until December 11.
United States
14 Oct 2014
10
CFTC Proposes Margin Requirements For Uncleared Swaps
On September 17, the CFTC approved a proposed rule addressing margin requirements for uncleared swaps entered into by swap dealers or major swap participants.
United States
7 Oct 2014
11
IOSCO Publishes Consultation Paper On Risk Mitigation Standards For Non-Centrally Cleared OTC Derivatives
On September 17, the IOSCO published a consultation paper on risk mitigation standards for non-centrally cleared OTC derivatives (CR06/2014).
United States
7 Oct 2014
12
CFTC Adopts Final Rule On Utility Operations-Related Swaps With Utility Special Entities
The CFTC approved a final rule on the exclusion of utility operations-related swaps with utility special entities from de minimis threshold for swaps with special entities.
United States
7 Oct 2014
13
SEC Proposes New Rule On Communications Involving Security-Based Swaps
On September 8, the SEC proposed a new rule that certain communications involving security-based swaps will not be deemed to constitute offers or guarantees.
United States
1 Oct 2014
14
IOSCO Provides Update To Survey On Commodity Derivatives Markets Supervisory Principles
On September 9, IOSCO published an update to its survey on the principles for the regulation and supervision of commodity derivatives markets.
United States
1 Oct 2014
15
CFTC Provides Relief From Certain Agency Regulations To Be Consistent With JOBS Act SEC Amendments
The CFTC issued an exemptive letter, which provides relief from certain provisions of Regulations 4.7(b) and 4.13(a)(3) restricting marketing to the public.
United States
1 Oct 2014
16
Council Of EU Presidency Compromise Proposal On Benchmark Regulation
The Presidency of the Council of the EU published its first compromise proposal relating to the proposed Regulation on indices used as benchmarks in financial instruments.
European Union
1 Oct 2014
17
Federal Agencies Seek Comment On Swap Margin Requirements
The Fed, the Farm Credit Administration, the FDIC, the FHFA, and the OCC sought comment on a proposed rule to establish margin requirements for swap dealers.
United States
14 Sep 2014
18
ESMA Publishes Responses To Consultation On The Clearing Obligation Under EMIR
ESMA published responses to its consultation on the clearing obligation relating to draft regulatory technical standards for the clearing of interest rate swaps under EMIR.
European Union
3 Sep 2014
19
IOSCO Launches Public Information Repository For Central Clearing Requirements
On August 5, IOSCO unveiled its new information repository for central clearing requirements relating to over the counter derivatives.
European Union
19 Aug 2014
20
Judge Rakoff Approves SEC’s $285M Settlement With Citigroup
On remand following a Second Circuit decision vacating his June 2011 rejection of a settlement between Citigroup and the SEC, Judge Jed Rakoff of the Southern District of New York approved the settlement, finding that it met the requirements articulated by the Second Circuit.
United States
19 Aug 2014
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