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Searching Content indexed under Securitization & Structured Finance by WilmerHale ordered by Published Date Descending.
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FINRA And The MSRB Issue FAQs On Bond Mark-Up Disclosure
On July 12, 2017, the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) published new implementation guidance on the bond mark-up...
United States
25 Jul 2017
2
2012 M&A Report
M&A activity increased significantly in 2011, marking the second consecutive year of growth after the market decline of 2008 and 2009.
United States
14 Jun 2012
3
The SEC's Longstanding "Neither Admit Nor Deny" Settlement Policy Is Supported By Second Circuit Decision Granting Stay
In the latest development involving the Securities and Exchange Commission's ("SEC") longstanding practice of settling enforcement cases on a "neither admit nor deny" basis, the Second Circuit issued an opinion on March 15, 2012 granting a stay in the case in which Judge Jed Rakoff had refused to approve the SEC's settlement with Citigroup.
United States
23 Mar 2012
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