Searching Content indexed under Fund Management/ REITs by Proskauer Rose LLP ordered by Published Date Descending.
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Proskauer Releases 1h 2019 Private Credit Market Highlights
July 25, 2019 (New York) – International law firm Proskauer released its mid-year private credit highlights as an accompaniment to its annual Private Credit Insights report.
United States
31 Jul 2019
Proposed Regulations Provide Clarity For Qualified Foreign Pension Fund Exception
On June 7, 2019, the U.S. Treasury Department ("Treasury") and the Internal Revenue Service ("IRS") released proposed Treasury regulations under Sections 897, 1445 and 1446.
United States
12 Jul 2019
SEC Adopts Amendments To Auditor Independence Rules Addressing Lending Relationships
On June 18, 2019, the Securities and Exchange Commission (the "SEC") adopted amendments to Rule 2-01 of Regulation S-X
United States
12 Jul 2019
SEC Fines Fund Manager $5 Million Over Undervaluation Of Assets
A recent action where the SEC focused on the presumably conservative undervaluation of assets suggests that it is more than willing to use valuation as a hook to deter "smoothing" of returns
United States
9 Jul 2019
SEC Proposes Rule Changes With Potential Benefits For Reits, Funds, And Business Development Companies
The Securities and Exchange Commission ("SEC" or "Commission") recently proposed a number of changes to Regulation S-X
United States
4 Jul 2019
Rule 105 Of Regulation M And Tender Offer Rules
Rule 105 of Regulation M may create more anxiety among compliance professionals in the hedge fund industry than any other SEC rule.
United States
25 Jun 2019
Regulation Round Up - May 2019
The Financial Conduct Authority ("FCA") published a call for input on its evaluation of the Retail Distribution Review and Financial Advice Markets Review.
17 Jun 2019
UK Financial Conduct Authority Identifies Significant Shortcomings In Firms Operating Appointed Representative Platforms
On 20 May 2019, the UK Financial Conduct Authority ("FCA") published its findings of its multi-firm review into the supervision by principal firms ...
11 Jun 2019
Defense Funding: The Next Frontier For Litigation Financing
Litigation funders are well aware that half of the potential market is largely untapped
United States
3 May 2019
A Practical Guide To The Regulation Of Hedge Fund Trading Activities
The trading activities of hedge funds raise a number of complex issues under the federal securities laws.
United States
16 Apr 2019
SEC Proposes Reforms For Business Development Companies And Registered Closed-End Funds
The Supreme Court denied a petition for certiorari last Monday in U.S. ex rel. Prather v. Brookdale Senior Living Communities, Inc., No. 17-5826 (6th Cir. June 11, 2018) ...
United States
5 Apr 2019
"Passthrough Deduction" Regulations Finalized
The passthrough deduction provides a maximum effective rate of 29.6%.
United States
20 Mar 2019
Regulation Round Up - February 2019
The Financial Conduct Authority ("FCA") published a press release announcing that it has agreed with the European Securities and Markets Authority
13 Mar 2019
SEC Issues No-Action Relief Increasing Flexibility For Certain In-Person Director Voting Requirements
On February 28, 2019, the staff of the Division of Investment Management (the "Staff") of the Securities and Exchange Commission (the "SEC") issued a no-action letter.
United States
13 Mar 2019
SEC Proposes Reform Of "Test-The-Waters" Communications Rules
On February 19, 2019, the Securities and Exchange Commission (the "SEC") proposed Rule 163B under the Securities Act of 1933
United States
1 Mar 2019
The Top Ten Regulatory And Litigation Risks For Private Funds In 2019
An increasingly sophisticated and active OCIE division, innovative market disruptors, a maturing credit cycle, and a philosophical change in how the private fund industry views and utilizes litigation are likely to lead to increased regulatory scrutiny and litigation risk for advisers (and their funds) in 2019.
United States
28 Feb 2019
Regulation Round Up - January 2019
The Financial Conduct Authority ("FCA") published a press release explaining that claims management companies can now register for the temporary permission they will need to continue operating when the FCA takes over...
8 Feb 2019
Special Issues Under Sections 13(d) And 16 For Hedge Funds
The latest chapter in our Practical Guide to the Regulation of Hedge Fund Trading Activities has been released.
United States
25 Jan 2019
Regulation Round Up – November 2018
The Prudential Regulation Authority ("PRA") updated its consultation paper on changes to the PRA Rulebook and onshored binding technical standards.
European Union
7 Dec 2018
Valuation Of Illiquid Securities As A Focus Of Recent Enforcement Actions
However, the SEC took issue with two categories of adjustments made by LCA to the model.
United States
29 Nov 2018
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