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Searching Content indexed under Fund Management/ REITs by Dean Hanley ordered by Published Date Descending.
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SEC Proposes Rules For Hedging Disclosure
The SEC’s proposed addition of Item 407(i) to Regulation S-K was mandated by the Dodd-Frank Act.
United States
20 Feb 2015
2
SEC Issues Interpretive Advice About Verification Safe Harbors Under Rule 506(c)
The availability of the private placement exemption depends in large measure upon determinations that purchasers are "accredited investors" under the rules. are "accredited investors" under the rules.
United States
23 Jul 2014
3
SEC Adopts Enhanced Proxy Statement Disclosures Focusing On Compensation And Governance
The Securities and Exchange Commission has adopted a number of new rules that will affect public company disclosures in the areas of compensation, director qualifications and suitability, corporate governance and reporting of the results of shareholder meetings.
United States
5 Mar 2010
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