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Searching Content indexed under Fund Management/ REITs by Borden Ladner Gervais LLP ordered by Published Date Descending.
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BLG's Securities Law Resources
BLG's Investment Management Group is pleased to share our updated Investment Fund Rules Book with our clients and friends.
Canada
20 Feb 2019
2
Doing Business In Canada 2019
Canada's legal system is based on English common law, applied in nine provinces and three territories; and French civil law ...
Canada
16 Nov 2018
3
MFDA Releases Review Of 2016 Activities And Initiatives And 2017 Priorities And Initiatives
Earlier this week, the Mutual Fund Dealers' Association (the "MFDA") released Bulletin #0715-M providing a review of activities and initiatives from 2016 and priorities and further initiatives for 2017.
Canada
9 Mar 2017
4
Settlement Of Investment Advisor Overtime Class Action
The basis for their claim was that they were misclassified as commission-based employees and therefore not entitled to overtime pay.
Canada
22 Aug 2016
5
IIROC Gives Guidance On Seniors' Issues
Yesterday, the Investment Industry Regulatory Organization of Canada released a notice providing guidance to Dealer Members on the ever-growing concerns surrounding aging investors.
Canada
2 Jun 2016
6
MFDA Issues Bulletin On Cybersecurity
Last week, the Mutual Fund Dealers Association of Canada issued a Bulletin on Cybersecurity (#0690-C). The purpose of the Bulletin is to enhance Member awareness and understanding of cybersecurity issues and resources.
Canada
26 May 2016
7
MFDA Imposes $750,000 Fine
In Karas (Re), The Mutual Funds Dealers Association of Canada found that the respondent had failed to fully and adequately explain the risks and benefits of leveraged investment recommendations...
Canada
29 Feb 2016
8
Northern Property REIT Completes Canada's Largest Multi-Family Real Estate Acquisition
Toronto (November 4, 2015) — On October 30, 2015, Northern Property Real Estate Investment Trust (NPR) completed transactions involving the acquisition of all of the assets and properties of True North Apartment REIT (True North).
Canada
13 Nov 2015
9
UCITS In Canada – Opportunities For Growth
New streamlined and nationally harmonised regulation and a large pool of potential investors make Canada an attractive distribution market for UCITS (Undertakings for Collective Investment in Transferable Securities) funds.
Canada
21 Nov 2014
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