Searching Content indexed under Fund Management/ REITs by Howard S. Altarescu ordered by Published Date Descending.
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'40 Act Leeway For Mortgage REITS And Others
The SEC Investment Management Division published a no-action letter on August 15 addressed to Redwood Trust that provides a certain degree of Section 3(c)(5)(C) compliance leeway for mortgage REITs and mortgage bankers.
United States
21 Aug 2019
SIFMA Sends Comment Letters To FHFA On Credit Risk Transfer
SIFMA, along with the Association of Mortgage Investors and the National Association of Real Estate Investment Trusts, and separately along with the ABA, AMI, HPC, MBA, and SFIG...
United States
2 Nov 2016
Agencies Publish Study On Banking Activities And Investments Under Dodd-Frank
FDIC and OCC released a report detailing activities and investments that banking entities may engage in under state and federal law.
United States
14 Sep 2016
Credit Risk Transfer: Making A Successful Program Even Better
On February 10, Howard Altarescu participated in the Urban Institute / CoreLogic Sunset Seminar, " Credit Risk Transfer: Making a Successful Program Even Better."
United States
17 Feb 2016
Financial Industry Week In Review - March 30, 2015
On March 26, the CFPB announced that it is considering stronger consumer protections relating to payday loans, vehicle title loans, deposit advance products, and certain high-cost installment loans and open-end loans
United States
22 Apr 2015
ESMA Call For Evidence On AIFMD Passport And Third Country AIFMs
On November 7, the European Securities and Markets Authority (ESMA) published a call for evidence on the EU passport under the Alternative Investment Fund Managers Directive (AIFMD) and third country Alternative Investment Fund Managers (AIFMs).
United States
25 Nov 2014
ESMA Securities And Markets Stakeholder Group Responds To ESMA Consultations On Draft Technical Standards And Technical Advice On The Market Abuse Regulation
ESMA's Securities and Markets Stakeholder Group published its response to the July consultations on draft technical standards and draft regulatory standards.
European Union
29 Oct 2014
ESMA Final Draft RTS for Central Clearing of Interest Rate Swaps under EMIR
On October 2, the European Securities and Markets Authority (ESMA) published a report containing final draftregulatory technical standards (RTS) for the central clearing of interest rate swaps (IRS) under EMIR
United States
17 Oct 2014
G20 Publishes Report On Effective Approaches To Support Implementation Of G20/OECD High-Level Principles On Long-Term Investment Financing By Institutional Investors
On September 21, the G20 published a report on effective approaches to support implementation of the G20/OECD high-level principles on long-term investment financing by institutional investors.
European Union
11 Oct 2014
Morgan Stanley Settles MBS Class Action With Pension Funds
A stipulation and agreement of settlement was filed in relation to an action brought against Morgan Stanley & Co. by a group of pension funds.
United States
1 Oct 2014
Council Of EU Publishes Revised Text Of UCITS-V
The Council of the EU has published a revised text (dated July 23, 2014) of the UCITS V Directive (PE-CONS 75/1/14).
European Union
7 Aug 2014
Amendments To Offshore Fund Rules To Reflect Finance Act 2014 AIFM Partnership Tax Changes
Regulations amending the Offshore Funds Regulations 2009 to reflect the Finance Act 2014 changes to the taxation of AIFM firms were made on July 21.
1 Aug 2014
SEC Issues Money Market Fund Reform Rules
On July 23, the SEC adopted amendments to the rules that govern money market mutual funds.
United States
31 Jul 2014
ESMA Publishes Table Showing Compliance With Its Guidelines Relating To Global Supervisory Co-Operation On AIFs
On June 20, ESMA published a table showing which competent authorities comply or intend to comply with its guidelines on the model MoU concerning the AIFMD.
United States
14 Jul 2014
European Trade Associations Call For Urgent Action To Incorporate ESA Regulations In EEA Agreement
The European Banking Federation has published joint letters to be sent to the European Commission and to the European Free Trade Association.
United States
14 Jul 2014
Council Of The EU Agrees General Approach On Long-Term Investment Funds Regulation
On June 25, the Council of the EU announced that it has agreed to a general approach on the proposed Regulation on European Long-Term Investment Funds.
European Union
14 Jul 2014
Fund Managers Sue Deutsche Bank For Breach Of Contract And Fiduciary Duty
Financial institutions sued Deutsche Bank National Trust Company in New York state court.
United States
3 Jul 2014
ESMA Chair Speech On Systemic Risks And Current Policies In EU Fund Industry
The Chair of the ESMA gave a speech on systemic risks and current policies in the EU fund industry.
European Union
24 Jun 2014
ECB Opines On The Proposed Money Market Funds Regulation
On June 4, the European Central Bank (ECB) published an opinion on the European Commission’s proposed regulation on Money Market Funds (MMF).
United States
18 Jun 2014
FMLC Publishes Response On Bail-In Powers
The UK’s Financial Markets Law Committee published a letter on June 4 relating to the bail-in powers introduced by the Financial Services (Banking Reform) Act 2013.
United States
12 Jun 2014
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