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2016 Year-End Securities Litigation And Enforcement Highlights
Welcome to the 2016 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
10 Feb 2017
2
Top 10 SEC Enforcement Highlights Of 2016
This is the third year we are providing our annual Top Ten list of Enforcement Highlights.
United States
27 Jan 2017
3
The Increasing Gatekeeper Liabilities Of Fund Administrators
There is a noticeable trend in the fund services industry that is creating increased exposure and legal liability for fund administrators
United States
16 Aug 2016
4
SEC Announces 2016 Examination Priorities
Earlier today, the Office of Compliance Inspections and Examinations (OCIE) of the United States Securities and Exchange Commission (SEC) announced its 2016 examination priorities.
United States
14 Jan 2016
5
Hedge Funds: A Look Toward 2016
BakerHostetler's Hedge Fund Industry Practice hosted a program called "Hedge Funds: A Look Toward 2016" at the New York Yacht Club that was attended by over 60 industry participants.
United States
13 Jan 2016
6
2015 Mid-Year Securities Litigation And Enforcement Highlights
Welcome to the 2015 Mid-Year Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
7 Aug 2015
7
The Boundaries For Insider Trading Prosecutions See A Resurgence: The 1980s Are Back!
In a closely followed appeal, the United States Court of Appeals for the Second Circuit on December 10, 2014, delivered an important decision in United States v. Newman
United States
31 Dec 2014
8
Is Your Hedge Fund A Trader Or Investor?
Hedge fund managers should be aware of two recent U.S. Tax Court memorandum decisions that shed further light on when a taxpayer, such as a hedge fund, is considered to be a "trader" or "investor" for tax purposes -- a designation which may affect the deductibility of fund expenses.
United States
26 Nov 2013
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