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Searching Content indexed under Listing Rules & Flotation by Borden Ladner Gervais LLP ordered by Published Date Descending.
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Canadian SPACs Ride The Lightning – Summer 2015
The Canadian capital markets are abuzz with optimism around the development and proliferation of the SPAC program in 2015.
Canada
25 Jun 2015
2
TSX Proposes New Listing Requirements For Investment Funds And Structured Products
On January 15, 2015, the Toronto Stock Exchange published for comment proposed amendments to the TSX Company Manual that introduce a tailored set of rules for exchange traded products.
Canada
2 Feb 2015
3
Setting A Strong Foundation: IIROC Publishes New Guidance For Underwriter Due Diligence
The IIROC believes that its Dealer Members play an important role as one of the gatekeepers to the Canadian capital markets.
Canada
13 Mar 2014
4
OSC Continues To Examine New Capital Raising Prospectus Exemptions
On August 28, 2013, the Ontario Securities Commission released OSC Notice 45-712 – Progress Report on Review of Prospectus Exemptions to Facilitate Capital Raising.
Canada
17 Sep 2013
5
New Canadian Marketing Rules For Prospectus Offerings
The Canadian Securities Administrators recently published the final version of the amendments to the rules related to "pre-marketing" and "marketing" activities in connection with prospectus offerings.
Canada
20 Jun 2013
6
The Facebook IPO: Danier Revisited
It was hailed as the most anticipated IPO of "recent history" but quickly became the subject of class actions, regulatory interest and even preliminary inquiries by congress.
Canada
20 Jun 2012
7
Underwriter Due Diligence
An Underwriter (the "Underwriter") has agreed to pay $3.3 million in a settlement with the Ontario Securities Commission in connection with the initial public offering of subprime mortgage company FMF Capital Group Inc. (FMF).
Canada
 
25 Feb 2011
8
Proposed National Instrument Seeks To Harmonize Prospectus And Continuous Disclosure Requirements
The Canadian Securities Administrators published for comment proposed National Instrument 41-101 "General Prospectus Requirements", two related proposed forms and a proposed companion policy (collectively, the Proposed Rule).
Canada
26 Jul 2007
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