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Searching Content indexed under Listing Rules & Flotation by Duane Morris LLP ordered by Published Date Descending.
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Spotify May Go Public With "Self-Filing"
IPO alternatives appear to be alive and well as we learn from press reports that unicorn music service Spotify may go public through a "self-filing," also known as a "direct listing."
United States
10 Apr 2017
2
Just A Snap To Huge IPO
It appears the initial public offering market is indeed waking up.
United States
13 Mar 2017
3
A Guide To Regulation M: Regulating Market Activity During A Public Offering
Regulation M is intended to prevent potentially manipulative practices by underwriters, issuers, selling security holders and other participants in securities offerings.
United States
17 Mar 2014
4
NASDAQ Amends Proposed Listing Rules Relating To Compensation Committees
As we noted previously, the SEC has extended the deadline for taking action on proposed stock exchange listing rules relating to compensation committees and their advisers to January 13, 2013.
United States
31 Dec 2012
5
SEC Rule Proposal Would Permit Public Offerings In "Private Placements" And Facilitate Capital Formation
As required by the JOBS Act, the U.S. Securities and Exchange Commission (SEC) has proposed rules to eliminate the prohibition on general solicitation and general advertising in private placements exempt from registration by Rule 506 under the Securities Act of 1933.
United States
17 Sep 2012
6
JOBS Act Enacted, Imposes Substantial Deregulation On The Mechanics Of Securities Offerings
In one of the most sweeping changes to the securities offering environment in years, the Jumpstart Our Business Startups Act, commonly referred to as the JOBS Act, became law on April 5, 2012.
United States
23 Apr 2012
7
JOBS Act Enacted, Imposes Substantial Deregulation On The Mechanics Of Securities Offerings
In one of the most sweeping changes to the securities offering environment in years, the Jumpstart Our Business Startups Act, commonly referred to as the JOBS Act, became law on April 5, 2012.
United States
17 Mar 2006
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