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Searching Content indexed under Listing Rules & Flotation by Stikeman Elliott LLP ordered by Published Date Descending.
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1
TSX Intends To Digitize PIFs
There are currently no similar plans to automate and digitize the listing application.
Canada
13 Jun 2017
2
OSC Publishes Corporate Finance Branch Annual Report For 2014-2015
The Ontario Securities Commission (OSC) recently published OSC Staff Notice 51-725 Corporate Finance Branch 2014-2015 Annual Report.
Canada
22 Jul 2015
3
Canadian Regulators To Streamline Foreign Private Placements Into Canada
The CSA, including the OSC, recently announced significant changes to streamline the process for private placements by non-Canadian issuers to "permitted clients" by reducing the type of disclosure typically required in a Canadian "wrapper" to an offering document.
Canada
1 Jul 2015
4
BCSC Provides Interim Relief For Aequitas NEO Exchange-Listed Issuers From Venture Issuer Requirements
The BCSC has adopted BC Instrument 13-504 Interim Relief for Issuers Listed on Aequitas NEO Exchange Inc. from the Requirements Pertaining to Venture Issuers effective May 31, 2015.
Canada
2 Jun 2015
5
Stikeman Elliott LLP Advises On The First Canadian SPAC IPO
Stikeman Elliott LLP has the distinction of acting as legal adviser to the first ever IPO of a Canadian SPAC to date.
Canada
30 Mar 2015
6
TSX Proposes Additional Listing Exemptions For Interlisted Issuers
The Toronto Stock Exchange proposed amendments to its Company Manual that would adopt a broader deference model in respect of certain exchange requirements...
Canada
3 Feb 2015
7
TSX Proposes New Listing Regime For Closed-End Funds And Exchange Traded And Structure Products
The regulatory landscape for structured products in Canada continues to evolve with the Toronto Stock Exchange proposing new and tailored listing requirements yesterday for various types of structured entities and products.
Canada
29 Jan 2015
8
Exchange Of Letters To Facilitate Canadian Issuer Offerings In Chile
The OSC, AMF, ASC and BCSC have entered into an Exchange of Letters with Chile's Superintendencia de Valores y Seguros.
Canada
17 Apr 2014
9
IIROC Publishes Proposed Guidance On Underwriting Due Diligence
Earlier today, the Investment Industry Regulatory Organization of Canada published a request for comments in regards to proposed guidance respecting underwriting due diligence.
Canada
14 Mar 2014
10
TSX-V Relaxes Certain Minimum Pricing And Capital Structure Requirements
The TSX-V recently announced changes to certain minimum pricing, shareholder approval and other requirements intended to better facilitate access to capital and listing transactions.
Canada
23 Sep 2013
11
CSA Staff Publish Guidance On Characterization Of Mortgage Investment Entities
Ultimately, OSC staff characterize such MIEs as more akin to a lending business than an investment fund, and the prospectus form to be completed is Form 41-101F1.
Canada
23 Sep 2013
12
Fund Facts Amendments Receive Ministerial Approval
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure to allow for the delivery of Fund Facts to satisfy the requirements to deliver a prospectus within two days of buying a mutual fund have now received Ministerial approval in Ontario.
Canada
7 Aug 2013
13
Canadian Regulators Finalize Changes To Marketing Rules For Prospectus Offerings
The Canadian Securities Administrators recently published final amendments to their securities rules that will expand the scope of marketing activities that can be conducted in connection with prospectus offerings.
Canada
10 Jun 2013
14
Latest Issue Of Investment Funds Practitioner Addresses Mortgage Investment Entities And Certain Prospectus And Website Disclosure
The Investment Funds Branch of the Ontario Securities Commission recently released its latest issue of the Investment Fund Practitioner, dated May 2013.
Canada
5 Jun 2013
15
Amendments To Prospectus Rules Approved
The Ontario Securities Commission announced today that Ministerial approval has been received with respect to the prospectus rule amendments released earlier this year that are intended to clarify certain provisions, address gaps, streamline requirements and codify prospectus relief that has been granted in the past.
Canada
20 May 2013
16
CSA Clarify Disclosure Requirements When Relying On U.S. Disclosure Documents To Satisfy Canadian Disclosure Obligations
Members of the Canadian Securities Administrators in all jurisdictions other than British Columbia and Alberta released a multilateral staff notice that provides information with regards to the continuous disclosure and prospectus requirements that apply to documents prepared in accordance with the U.S. Securities and Exchange Act of 1934 and filed in Canada.
Canada
18 Mar 2013
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